Dale C. Rogers

ROGERS WEALTH GROUP

FORT WORTH, TX 76102

Some features on this profile are disabled

CRD#: 402693

Professional summary

Dale Craig Rogers is a registered financial advisor currently at ROGERS WEALTH GROUP, INC. located in Fort Worth, Texas.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Dale has worked at 6 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROGERS & ASSOCIATES PENSION CONSULTANTS & ADMINISTRATORS 1330 SUMMIT AVENUE FORT WORTH, TX 76102 ROGERS & ASSOCIATES IS NOT AN INVESTMENT RELATED BUSINESS, BUT PERFORMS CONSULTING, RECORDKEEPING AND ADMINISTRATIVE SERVICES FOR SPONSORS OF QUALIFIED RETIREMENT PLANS. AS THE CEO AND SOLE OWNER OF ROGERS & ASSOCIATES, MR. ROGERS DEVOTES APPROXIMATELY 60 HOURS PER MONTH PERFORMING MANAGERIAL DUTIES. NONE OF THE DUTIES MUST BE PERFORMED DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Craig Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 1996 - Present

ROGERS WEALTH GROUP, INC.

Office #1: 1330 Summit Avenue, Fort Worth, TX 76102

RIA

CRD#: 107409

FORT WORTH, TX

Past

May 22, 1995 - February 21, 1996

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 3, 1992 - May 22, 1995

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

August 20, 1990 - October 6, 1992

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

January 7, 1983 - September 27, 1988

SLATERY SECURITIES GROUP, INC.

CRD#: 10015

Past

November 24, 1970 - October 26, 1982

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROGERS WEALTH GROUP, INC.

INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA

Registered Investment Advisory firm - (3/22/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/2/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 11/17/1970

Registered Representative Examination

Current Firm

ROGERS WEALTH GROUP, INC.

INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA

Registered Investment Advisory firm - (3/22/1996 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1330 Summit Avenue, Fort Worth, TX 76102

Mailing Address

Phone number

(817) 334-0351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE DECEMBER 2024 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	855
AUM (Assets Under Management)	$ 960,836,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

James Moore

EDWARD JONES

IAR

Ft Worth, TX

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dale C. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Craig Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROGERS WEALTH GROUP, INC.

SUNAMERICA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

SIGNAL SECURITIES, INC.

SLATERY SECURITIES GROUP, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

ROGERS WEALTH GROUP, INC.

State Registrations and Notice Filings

Exams

Series 1

Date: 11/17/1970

Current Firm

ROGERS WEALTH GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROGERS WEALTH GROUP, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors