Jose G. Garcia-talavera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose G. Garcia-talavera, who also goes by Jose Gabriel Garcia Talavera, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1999. Jose had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2007 - October 9, 2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
December 7, 2007 - October 9, 2015
UBS FINANCIAL SERVICES INC.
February 28, 2002 - December 11, 2007
SANTANDER SECURITIES LLC
November 24, 1999 - March 1, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
