DV
Donald N. Van Dyke
SOVRAN ADVISORS
SAN DIEGO, CA 92108
Some features on this profile are disabled
CRD#: 4026550
DV
Professional summary
Donald Ng Van Dyke is a registered financial advisor currently at SOVRAN ADVISORS, LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Donald has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2021; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 02/2024; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 3. NAME OF OTHER BUSINESS: CHULA VISTA PARKS AND RECREATION; INVESTMENT RELATED: NO; ADDRESS: CHULA VISTA, CA 91913; NATURE OF BUSINESS: PROVIDE CLASSES TO THE LOCAL COMMUNITY THROUGH THE CITY PARKS AND RECREATION CENTERS; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: KARATE INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TEACH KARATE TO PEOPLE WHO SIGN UP FOR THE CLASSES; 4. NAME OF OTHER BUSINESS: TRUCHOICE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE PRODUCTS; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: OFFER LIFE AND FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: CONCIERGE WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT SERVICES; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: WORK WITH CLIENTS TO DEVELOP FINANCIAL PLANS. OFFER INVESTMENT PRODUCT TO HELP CLIENTS ACHIEVE THEIR FINANCIAL GOALS; 6. NAME OF OTHER BUSINESS: VANDERLUME LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ONLINE HEALTH AND WELLNESS PRODUCTS; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: DAY-TO-DAY BUSINESS OPERATIONS, PRODUCT DEVELOPMENT, AND MARKETING ;
CRS (Client Relationship Summary) - RIA
Click below to view Donald Ng Van Dyke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
SOVRAN ADVISORS, LLC
Office #1: 3131 Camino Del Rio N. Suite 800, San Diego, CA 92108RIA
CRD#: 329415
SAN DIEGO, CA
Current
February 22, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3131 Camino Del Rio North Suite 800, San Diego, CA 92108BD
CRD#: 13572
SAN DIEGO, CA
Past
March 25, 2017 - March 5, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SAN DIEGO, CA
Past
March 25, 2017 - March 5, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SAN DIEGO, CA
Past
October 5, 2006 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN DIEGO, CA
Past
October 2, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SAN DIEGO, CA
Past
October 2, 2006 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAN DIEGO, CA
Past
July 2, 2003 - October 5, 2006
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
SAN DIEGO, CA
Past
April 8, 2003 - October 5, 2006
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
SAN DIEGO, CA
Past
October 19, 2001 - April 9, 2003
FORTA FINANCIAL GROUP, INC.
BD
CRD#: 28784
AUSTIN, TX
Past
December 8, 2000 - November 1, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 26, 2000 - December 21, 2000
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
December 7, 1999 - May 19, 2000
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
BD
CRD#: 42949
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/22/2024)
RR
California(2/22/2024)
IAR
California(2/23/2024)
RR
Colorado(2/22/2024)
RR
Connecticut(2/22/2024)
RR
Florida(2/22/2024)
RR
Idaho(2/22/2024)
RR
Illinois(2/22/2024)
RR
Kentucky(2/22/2024)
RR
Maine(2/22/2024)
RR
Maryland(2/22/2024)
RR
Michigan(2/22/2024)
RR
Missouri(2/22/2024)
RR
Montana(2/22/2024)
RR
Nevada(2/22/2024)
RR
New Jersey(2/22/2024)
RR
Pennsylvania(2/22/2024)
RR
Tennessee(2/22/2024)
RR
Texas(2/22/2024)
IAR
Texas(2/27/2024)
RR
Utah(2/22/2024)
RR
Virginia(2/22/2024)
RR
Washington(2/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
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Contact information
Main Address
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108
Mailing Address
Phone number
(619) 281-9890
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,470 |
| AUM (Assets Under Management) | $ 1,308,617,291 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
