Christopher B. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Bernardus Allen was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2017 - August 4, 2017
HFF SECURITIES L.P.
June 22, 2016 - March 29, 2017
INDEPENDENT BROKERAGE SOLUTIONS LLC
October 8, 2004 - December 4, 2007
BANC OF AMERICA SECURITIES LLC
May 11, 2004 - August 27, 2004
UBS SECURITIES LLC
November 3, 1999 - May 10, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HFF SECURITIES L.P.
CRD#: 131585 / SEC#: , 8-66485
Contact information
Documents
Red Flags
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