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George Michael Russo

CRD# 2603116·Registered 1995 - 2024
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Michael Russo was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1995 - 2024. George had worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

JONES LANG LASALLE SECURITIES, LLC·CRD# 120738
BD
Los Angeles, CA
June 30, 2021 - July 31, 2024
HFF SECURITIES L.P.·CRD# 131585
BD
Los Angeles, CA
August 17, 2004 - June 30, 2021
DAV/WETHERLY FINANCIAL, L.P.·CRD# 119951
BD
Los Angeles, CA
December 12, 2002 - December 20, 2010
CS SECURITIES, INC.·CRD# 40685
BD
Los Angeles, CA
March 7, 1997 - December 12, 2008
EPI INVESTMENT GROUP, INC.·CRD# 37422
BD
Pasadena, CA
November 27, 1995 - October 31, 1997

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Current Firm

JL
JONES LANG LASALLE SECURITIES, LLC

JLL ENERGY & INFRASTRUCTURE INVESTMENT BANKING | JONES LANG LASALLE SECURITIES, LLC | JLL SECURITIES | JLL REAL ESTATE INVESTMENT BANKING

CRD#: 120738 / SEC#: 8-65341
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 East Randolph Drive 44th Floor, Chicago, IL 60601

Mailing Address

200 East Randolph Drive 44th Floor, Chicago, IL 60601

Phone Number

(312) 404-7582

Established

Illinois since 04/23/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JONES LANG LASALLE AMERICAS, INC.DIRECT OWNER—
CASHDAN, DANIEL MICHAELPRESIDENT AND GENERAL SECURITIES PRINCIPAL1910672
DORFMAN, ESTEE CARLAPRINCIPAL FINANCIAL OFFICER2696529
DORFMAN, ESTEE CARLAFINANCIAL OPERATIONS PRINCIPAL2696529
DOWNING, JAMES ROTHPRINCIPAL OPERATIONS OFFICER5514806
DOWNING, JAMES ROTHCHIEF COMPLIANCE OFFICER5514806
JOSEPH, MICHAEL SCOTTMANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER4231268

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1995About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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