Stephen A. Lungo
Professional summary
Stephen A Lungo, who also goes by Stephen Anthony Lungo, Steve Lungo, Steven Anthony Lungo, Steven Lungo, Stephen Lungo, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Manchester, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen A Lungo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: Two Contra Way, Merrimack, NH 03054July 24, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054August 12, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 11, 2017 - June 29, 2020
HORACE MANN INVESTORS, INC.
March 8, 2010 - June 29, 2020
HORACE MANN INVESTORS, INC.
August 21, 2008 - March 10, 2010
MSI FINANCIAL SERVICES, INC.
August 8, 2008 - March 10, 2010
MSI FINANCIAL SERVICES, INC.
May 15, 2006 - June 25, 2008
MSI FINANCIAL SERVICES, INC.
February 16, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 16, 2006 - June 25, 2008
MSI FINANCIAL SERVICES, INC.
January 29, 2002 - December 16, 2005
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 4, 1999 - January 28, 2002
ROBERT W. BAIRD & CO. INCORPORATED
October 22, 1999 - January 9, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
