Katelyn J. Mew

ASSETMARK BROKERAGE

Concord, CA 94520

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CRD#: 4026072

Professional summary

Katelyn Jeeyoon Mew, who also goes by Jeeyoon Chang, Katelyn J Jang, Katelyn Jeeyoon Jang, Katelyn J Kim, Katelyn J Mew, is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Concord, California.

Katelyn is registered as a RR (Registered Representative) and started their career in finance in 2000. Katelyn has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeeyoon Chang | Katelyn J Jang | Katelyn Jeeyoon Jang | Katelyn J Kim | Katelyn J Mew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katelyn Jeeyoon Mew's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2019 - Present

ASSETMARK BROKERAGE, LLC

Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520

CRD#: 169804

Concord, CA

Past

March 27, 2018 - August 17, 2018

TD AMERITRADE CLEARING, INC.

CRD#: 5633

Southlake, TX

Past

January 30, 2018 - August 17, 2018

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

August 7, 2015 - September 12, 2017

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

SAN FRANCISCO, CA

Past

June 21, 2012 - September 24, 2015

ALPS DISTRIBUTORS, INC.

CRD#: 16853

SAN FRANCISCO, CA

Past

March 10, 2006 - February 10, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SACRAMENTO, CA

Past

April 28, 2005 - March 1, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 28, 2005 - March 1, 2006

OSAIC FA, INC.

CRD#: 3978

SACRAMENTO, CA

Past

March 16, 2000 - March 28, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/3/2019)

Exams

State Security Law Exam

Series 63

Date: 3/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/29/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/9/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/6/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ASSETMARK BROKERAGE, LLC

CRD#: 169804 / SEC#: , 8-69391

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

1655 Grant Street 10th Floor, Concord, CA, 94520

Mailing Address

1655 Grant Street 10th Floor, Concord, CA, 94520

Phone number

(818) 528-3727

Established

Delaware since 09/25/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ASSETMARK FINANCIAL HOLDINGS, INC.	OWNER
HANSEN, CARRIE ELLEN	PRESIDENT/ MANAGING PRINCIPAL	4781315
KOVAL, JOHN HENRY	AML COMPLIANCE OFFICER/ CFO/ FINOP/ PFO/ POO	2468284
LAMBUTH, RYAN SCOTT	CHIEF COMPLIANCE OFFICER	5382199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katelyn J. Mew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katelyn Jeeyoon Mew's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE CLEARING, INC.

TD AMERITRADE, INC.

BLACKROCK INVESTMENTS, LLC

ALPS DISTRIBUTORS, INC.

CHARLES SCHWAB & CO., INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/2000

SIE

Date: 8/17/2018

Series 7

Date: 2/15/2000

Series 9

Date: 10/29/2004

Series 10

Date: 8/9/2004

Series 24

Date: 5/6/2002

FINRA

Current Firm

ASSETMARK BROKERAGE, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ASSETMARK BROKERAGE, LLC

TRUST BUT VERIFY

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