AV
Alfred C. Varano
KESTRA ADVISORY SERVICES
Harrisburg, PA 17112
Some features on this profile are disabled
CRD#: 4025899
AV
Professional summary
Alfred C Varano JR, who also goes by Alfred Carmen Varano, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Harrisburg, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Harrisburg, Pennsylvania.
Alfred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Alfred has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alfred Carmen Varano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: VARANO SPONG FINANCIAL GROUP POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/28/2025 ADDRESS: 2201 Forest Hills Drive, Suite 8, Harrisburg PA 17112, United States DESCRIPTION: Registered Rep with Kestra Investments Bus Name: CRUMP LIFE INSURANCE POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 3 START DATE: 01/28/2025 ADDRESS: 2201 Forest Hills Drive, Suite 8, Harrisburg PA 17112, United States DESCRIPTION: Selling life insurance, annuities and long term care Bus Name: SSAV POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2012 ADDRESS: 6352 Bennington Road, Mechanicsburg PA 17055, United States DESCRIPTION: Paying bills and property management. Bus Name: SSAV II POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2012 ADDRESS: 6352 Bennington Road, Mechanicsburg PA 17055, United States DESCRIPTION: Property management
CRS (Client Relationship Summary) - RIA
Click below to view Alfred C Varano JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2201 Forest Hills Drive Suite 8, Harrisburg, PA 17112RIA
CRD#: 283330
Harrisburg, PA
Current
January 28, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2201 Forest Hills Dr Suite 8, Harrisburg, PA 17112BD
CRD#: 42046
Harrisburg, PA
Past
November 20, 2012 - January 30, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
HARRISBURG, PA
Past
November 16, 2012 - January 30, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
HARRISBURG, PA
Past
November 4, 2005 - November 28, 2012
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
HARRISBURG, PA
Past
November 1, 2005 - November 28, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
HARRISBURG, PA
Past
February 3, 2005 - November 3, 2005
VICUS CAPITAL, INC.
RIA
CRD#: 116021
MECHANICSBURG, PA
Past
September 28, 2001 - November 9, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
September 15, 1999 - September 18, 2001
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/28/2025)
RR
Alaska(1/28/2025)
RR
Arizona(1/28/2025)
RR
California(1/28/2025)
RR
Colorado(1/28/2025)
RR
Delaware(1/28/2025)
RR
District of Columbia(1/28/2025)
RR
Florida(1/28/2025)
RR
Georgia(1/28/2025)
RR
Illinois(1/28/2025)
RR
Kentucky(1/28/2025)
RR
Maine(1/28/2025)
RR
Maryland(1/28/2025)
RR
Massachusetts(1/28/2025)
RR
Mississippi(1/28/2025)
RR
Missouri(1/28/2025)
RR
Nebraska(1/28/2025)
RR
Nevada(1/28/2025)
RR
New Jersey(1/28/2025)
RR
New Mexico(1/28/2025)
RR
New York(1/28/2025)
RR
North Carolina(2/3/2025)
RR
Ohio(1/28/2025)
RR
Pennsylvania(1/28/2025)
IAR
Pennsylvania(1/28/2025)
RR
Rhode Island(1/28/2025)
RR
South Carolina(1/28/2025)
RR
Tennessee(2/7/2025)
RR
Texas(1/28/2025)
IAR
Texas(1/28/2025)
RR
Virginia(1/28/2025)
RR
Washington(1/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Harrisburg, PA 17112TRUST BUT VERIFY
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