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Dimitri Gaspard

NORTLOV SECURITIES
MCDONOUGH, GA
·CRD# 4025743·26 years experience

Professional Summary

Dimitri Gaspard is a registered financial advisor currently at NORTLOV SECURITIES LLC located in Mcdonough, Georgia. Dimitri is registered as a RR (Registered Representative) and started their career in finance in 2000. Dimitri has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

NORTLOV SECURITIES LLC·CRD# 318546
BD
1315 Ethans Way, Mcdonough, GA 30252
November 5, 2025 - Present
NORTLOV SECURITIES LLC·CRD# 318546
BD
Mcdonough, GA
June 7, 2023 - December 12, 2023
SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
September 9, 2020 - July 9, 2021
ESSEX SECURITIES LLC·CRD# 46605
BD
Atlanta, GA
February 20, 2020 - October 5, 2020
SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
November 20, 2019 - February 6, 2020
IFS SECURITIES·CRD# 40375
BD
Atlanta, GA
September 6, 2018 - November 15, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
New York, NY
September 16, 2014 - October 12, 2016
PHD CAPITAL·CRD# 38785
BD
Holtsville, NY
October 21, 2009 - December 10, 2012
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Yaphank, NY
June 22, 2006 - November 18, 2009
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Norwich, NY
December 2, 2004 - June 12, 2006
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
October 17, 2000 - May 13, 2005

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Current Firm

NS
NORTLOV SECURITIES LLC

NORTLOV SECURITIES LLC

CRD#: 318546 / SEC#: 8-70862
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

1315 Ethans Way, Mcdonough, GA 30252

Mailing Address

1315 Ethans Way, Mcdonough, GA 30252

Phone Number

(678) 586-4053

Established

Delaware since 01/01/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IBIS COMPLIANCE & FINANCIAL SERVICES, LLCMANAGING MEMBER—
SADLER, JOQUINN THOMASCEO, CCO2817763
SADLER, TINAHIA NACHELLEFINOP, PFO, POO6261220

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dimitri Gaspard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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