Matthew A. Karnes
Professional summary
Matthew Alan Karnes is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Alan Karnes's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2022 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020April 20, 2010 - June 9, 2010
G-2 TRADING,LLC
December 11, 2009 - April 9, 2010
SHS SECURITIES, INC.
March 11, 2004 - March 23, 2005
J.P. MORGAN SECURITIES LLC
November 6, 2000 - February 13, 2004
COWEN AND COMPANY
October 23, 2000 - November 9, 2000
ABN AMRO SECURITIES LLC
December 7, 1999 - December 20, 2000
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2023)
(1/21/2025)
(1/20/2023)
Exams
Series 7TO
Date: 12/5/2022
General Securities Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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