Amy A. Napolitano
Professional summary
Amy Ann Napolitano, who also goes by Amy Ann Mcnair, is a registered financial professional currently at TELSEY ADVISORY GROUP LLC located in New York, New York.
Amy is registered as a RR (Registered Representative) and started their career in finance in 1999. Amy has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Ann Napolitano's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2016 - Present
TELSEY ADVISORY GROUP LLC
Office #1: 555 Fifth Ave. 7th Floor, New York, NY, 10017May 2, 2014 - May 5, 2014
B. RILEY WEALTH ADVISORS, INC.
December 4, 2013 - March 5, 2014
PRIME CAPITAL SERVICES, INC.
November 22, 2013 - October 30, 2015
NATIONAL SECURITIES CORPORATION
December 5, 2012 - May 6, 2014
ASSET & FINANCIAL PLANNING, LTD
August 4, 2000 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
December 20, 1999 - April 20, 2000
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2016)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
