Deryck I. Tweedley

ALDWYCH SECURITIES LLC

STAMFORD, CT 06902

Some features on this profile are disabled

CRD#: 4019560

Professional summary

Deryck Ian Tweedley, who also goes by Ian Tweedley, is a registered financial professional currently at ALDWYCH SECURITIES LLC located in Stamford, Connecticut.

Deryck is registered as a RR (Registered Representative) and started their career in finance in 1999. Deryck has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ian Tweedley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deryck Ian Tweedley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

ALDWYCH SECURITIES LLC

Office #1: 208 Harbor Drive Suite 204, Stamford, CT 06902

CRD#: 167980

STAMFORD, CT

Past

February 15, 2024 - February 3, 2025

MIDDLEGATE SECURITIES INC.

CRD#: 21544

NEW YORK, NY

Past

May 9, 2023 - February 5, 2024

BREAN CAPITAL, LLC

CRD#: 23723

DARIEN, CT

Past

May 1, 2019 - April 20, 2023

STONEX FINANCIAL INC.

CRD#: 45993

Stamford, CT

Past

March 11, 2019 - May 1, 2019

INTL FCSTONE CREDIT TRADING LLC

CRD#: 41025

NEW YORK, NY

Past

April 9, 2018 - January 11, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 14, 2008 - April 2, 2018

GLOBAL FRONTERA MARKETS INC.

CRD#: 144634

NEW YORK, NY

Past

August 14, 2006 - September 14, 2006

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

NEW YORK, NY

Past

June 26, 2006 - March 3, 2008

INTERCAPITAL SECURITIES LLC

CRD#: 20004

NEW YORK, NY

Past

December 21, 1999 - June 20, 2006

PORTIGON SECURITIES INC.

CRD#: 10050

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/8/2025)

Exams

State Security Law Exam

Series 63

Date: 1/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/16/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALDWYCH SECURITIES LLC

CRD#: 167980 / SEC#: , 8-69286

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

208 Harbor Drive Suite 204, Stamford, CT 06902

Mailing Address

208 Harbor Drive Suite 204, Stamford, CT 06902

Phone number

(212) 319-2501

Established

New York since 01/17/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ACP CAPITAL MARKETS LLC	SOLE OWNER
BISHOP, MARK JOHN	MANAGING MEMBER, CCO, CFO	2868804
MILLER, JOHN STEVENSON	FINOP	2139980

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Deryck I. Tweedley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deryck Ian Tweedley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIDDLEGATE SECURITIES INC.

BREAN CAPITAL, LLC

STONEX FINANCIAL INC.

INTL FCSTONE CREDIT TRADING LLC

OPPENHEIMER & CO. INC.

GLOBAL FRONTERA MARKETS INC.

TP ICAP GLOBAL MARKETS AMERICAS LLC

INTERCAPITAL SECURITIES LLC

PORTIGON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1999

Series 24

Date: 2/16/2000

FINRA

Current Firm

ALDWYCH SECURITIES LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALDWYCH SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors