SM
Stephanie E. Mills
HOMESTEAD ADVISERS
Frisco, TX
Some features on this profile are disabled
CRD#: 4018682
SM
Professional summary
Stephanie Elaine Mills, who also goes by Stephaine Elaine Markgraf, Stephanie E Markgraf, Stephanie Elaine Markgraf, Stephanie Elaine Mills, Stephanie Markgraf, Stephanie Mills, Stephanie Rogers, is a registered financial advisor currently at HOMESTEAD ADVISERS CORP. located in Frisco, Texas and HOMESTEAD FINANCIAL SERVICES CORP. located in Arlington, Virginia.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephanie has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephaine Elaine Markgraf | Stephanie E Markgraf | Stephanie Elaine Markgraf | Stephanie Elaine Mills | Stephanie Markgraf | Stephanie Mills | Stephanie Rogers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PLAN GROUP FINANCIAL; INVESTMENT-RELATED; 6 NE 63RD ST STE 240, OKA, OK, 73105; BD; DIR OF OPERATIONS; 10/27/2020; 20 HRS WEEK/TRADE; ADMINISTRATIVE WORK & OPERATIONS FOR BD FIRM 2) PLAN GROUP FINANCIAL; INVESTMENT-RELATED; 6 NE 63RD ST STE 240, OKA, OK, 73105;Registered Investment Advisory firm; DIR OF OPERATIONS; 10/27/2020; 20 HRS WEEK/TRADE; ADMINISTRATIVE WORK & OPERATIONS FOR RIA FIRM 3) FLEETCOR INC; NON-INVESTMENT RELATED; 5301 MARYLAND WAY, BRENTWOOD, TN 37027; CORPORATION PAYMENT SOLUTIONS CO; REGIONAL RELATIONSHIP MANAGER; 12/2018, 160 HRS/MONTH; W/A; TO RETAIN CURRENT BOOK OF CUSTOMERS AS WELL AS CROSS SELL OTHER FLEERCOR PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Elaine Mills's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2022 - Present
HOMESTEAD ADVISERS CORP.
RIA
CRD#: 109845
Frisco, TX
Current
October 4, 2022 - Present
HOMESTEAD FINANCIAL SERVICES CORP.
Office #1: 4301 Wilson Boulevard, Arlington, VA 22203BD
CRD#: 26643
Arlington, VA
Past
November 23, 2020 - September 15, 2022
SAXONY SECURITIES, INC.
BD
CRD#: 115547
Oklahoma City, OK
Past
March 8, 2018 - December 21, 2018
SAXONY SECURITIES, INC.
BD
CRD#: 115547
Oklahoma City, OK
Past
February 5, 2018 - September 16, 2022
PLAN GROUP FINANCIAL, INC.
RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past
May 24, 2016 - September 30, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
OKLAHOMA CITY, OK
Past
October 22, 2008 - December 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OKLAHOMA CITY, OK
Past
October 22, 2008 - December 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OKLAHOMA CITY, OK
Past
August 8, 2005 - October 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OKLAHOMA CITY, OK
Past
May 15, 2000 - October 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOMESTEAD ADVISERS CORP.
HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION
CRD#: 109845 / SEC#: 801-37391
RIA
Registered Investment Advisory firm - (9/21/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2022)
IAR
Alabama(10/4/2022)
RR
Alaska(10/4/2022)
IAR
Alaska(10/5/2022)
RR
Arizona(10/4/2022)
IAR
Arizona(10/17/2022)
RR
Arkansas(10/4/2022)
IAR
Arkansas(10/5/2022)
RR
California(10/4/2022)
IAR
California(10/4/2022)
RR
Colorado(10/4/2022)
IAR
Colorado(10/4/2022)
RR
Connecticut(10/4/2022)
IAR
Connecticut(10/4/2022)
RR
Delaware(10/4/2022)
IAR
Delaware(10/10/2022)
RR
District of Columbia(10/4/2022)
IAR
District of Columbia(10/26/2022)
RR
Florida(10/4/2022)
IAR
Florida(10/20/2022)
RR
Georgia(10/4/2022)
IAR
Georgia(10/17/2022)
RR
Hawaii(10/4/2022)
IAR
Hawaii(10/5/2022)
RR
Idaho(10/4/2022)
IAR
Idaho(10/4/2022)
RR
Illinois(10/4/2022)
IAR
Illinois(10/14/2022)
RR
Indiana(10/4/2022)
IAR
Indiana(10/4/2022)
RR
Iowa(10/4/2022)
IAR
Iowa(10/6/2022)
RR
Kansas(10/4/2022)
IAR
Kansas(10/6/2022)
RR
Kentucky(10/4/2022)
IAR
Kentucky(10/7/2022)
RR
Louisiana(10/4/2022)
IAR
Louisiana(10/4/2022)
RR
Maine(10/4/2022)
IAR
Maine(10/5/2022)
RR
Maryland(10/4/2022)
IAR
Maryland(10/4/2022)
RR
Massachusetts(10/4/2022)
IAR
Massachusetts(11/22/2022)
RR
Michigan(10/4/2022)
IAR
Michigan(10/10/2022)
RR
Minnesota(10/4/2022)
IAR
Minnesota(10/4/2022)
RR
Mississippi(10/4/2022)
IAR
Mississippi(10/7/2022)
RR
Missouri(10/4/2022)
IAR
Missouri(10/4/2022)
RR
Montana(10/4/2022)
IAR
Montana(10/4/2022)
RR
Nebraska(10/4/2022)
IAR
Nebraska(10/4/2022)
RR
Nevada(10/4/2022)
IAR
Nevada(10/21/2022)
RR
New Hampshire(10/4/2022)
IAR
New Hampshire(10/12/2022)
RR
New Jersey(10/4/2022)
IAR
New Jersey(10/4/2022)
RR
New Mexico(10/4/2022)
IAR
New Mexico(10/5/2022)
RR
New York(10/4/2022)
RR
North Carolina(10/4/2022)
IAR
North Carolina(10/5/2022)
RR
North Dakota(10/4/2022)
IAR
North Dakota(10/11/2022)
IAR
Ohio(10/6/2022)
RR
Ohio(10/7/2022)
RR
Oklahoma(10/4/2022)
IAR
Oklahoma(10/4/2022)
RR
Oregon(10/4/2022)
IAR
Oregon(10/26/2022)
RR
Pennsylvania(10/4/2022)
IAR
Pennsylvania(10/5/2022)
RR
Puerto Rico(10/4/2022)
IAR
Puerto Rico(10/14/2022)
RR
Rhode Island(10/4/2022)
IAR
Rhode Island(10/5/2022)
RR
South Carolina(10/4/2022)
IAR
South Carolina(10/5/2022)
IAR
South Dakota(10/5/2022)
RR
South Dakota(10/19/2022)
RR
Tennessee(10/4/2022)
RR
Texas(10/4/2022)
IAR
Texas(10/5/2022)
RR
Utah(10/4/2022)
IAR
Utah(10/4/2022)
RR
Vermont(10/4/2022)
IAR
Vermont(10/5/2022)
RR
Virgin Islands(10/4/2022)
IAR
Virgin Islands(10/4/2022)
RR
Virginia(10/4/2022)
IAR
Virginia(10/5/2022)
RR
Washington(10/4/2022)
IAR
Washington(10/4/2022)
RR
West Virginia(10/4/2022)
IAR
West Virginia(10/6/2022)
RR
Wisconsin(10/4/2022)
IAR
Wisconsin(10/4/2022)
RR
Wyoming(10/4/2022)
IAR
Wyoming(10/4/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HOMESTEAD ADVISERS CORP.
HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION
CRD#: 109845 / SEC#: 801-37391
RIA
Registered Investment Advisory firm - (9/21/1990 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Wilson Blvd., Arlington, VA 22203-1860
Mailing Address
Phone number
866-673-2299/800-258-3030
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
