Tamika D. Workmon

STRATEGIC ADVISERS LLC

RICHMOND, CA

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CRD#: 4018145

Professional summary

Tamika D Workmon, who also goes by Tamika Denise Workmon, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Richmond, California and FIDELITY BROKERAGE SERVICES LLC located in San Francisco, California.

Tamika is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Tamika has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tamika Denise Workmon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: WORKMAN ESTATES INV REL: Y ADD: RESIDENTIAL ADD NATURE: RENTAL INCOME- INVESTMENT PROPERTIES, REAL ESTATE PURCHASE POSITION: OWNER/LANDLORD START DATE: 10/2014 NO HRS/MO: 120 NO HRS/MO DUR TRADING: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamika D Workmon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 44 Montgomery St Ste 2350, San Francisco, CA 94104

RIA

CRD#: 104555

RICHMOND, CA

Current

April 11, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 44 Montgomery St Ste 2350, San Francisco, CA 94104

CRD#: 7784

San Francisco, CA

Past

May 17, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SAN FRANCISCO, CA

Past

January 6, 2020 - March 9, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

WALNUT CREEK, CA

Past

January 2, 2020 - March 9, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WALNUT CREEK, CA

Past

October 3, 2016 - January 10, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Redlands, CA

Past

August 18, 2015 - October 4, 2016

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989

REDLANDS, CA

Past

August 11, 2015 - January 11, 2018

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

REDLANDS, CA

Past

December 12, 2011 - September 27, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

December 12, 2011 - September 27, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

January 19, 2010 - February 24, 2010

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

WALNUT CREEK, CA

Past

January 14, 2010 - February 24, 2010

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

WALNUT CREEK, CA

Past

July 11, 2008 - July 7, 2009

TD AMERITRADE, INC.

CRD#: 7870

E. PALO ALTO, CA

Past

July 10, 2008 - July 7, 2009

TD AMERITRADE, INC.

RIA

CRD#: 7870

E. PALO ALTO, CA

Past

July 10, 2008 - July 7, 2009

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

E PALO ALTO, CA

Past

May 10, 2006 - August 1, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MENLO PARK, CA

Past

March 1, 2005 - August 1, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MENLO PARK, CA

Past

January 28, 2005 - February 17, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

February 2, 2004 - March 31, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2022)

Alaska
(1/7/2022)

Arizona
(1/7/2022)

Arkansas
(1/7/2022)

California
(4/11/2021)

IAR

California
(3/31/2025)

Colorado
(1/7/2022)

Connecticut
(1/7/2022)

Delaware
(1/7/2022)

District of Columbia
(1/7/2022)

Florida
(1/7/2022)

Georgia
(1/7/2022)

Hawaii
(1/7/2022)

Idaho
(1/7/2022)

Illinois
(1/7/2022)

Indiana
(1/7/2022)

Iowa
(1/7/2022)

Kansas
(1/7/2022)

Kentucky
(1/7/2022)

Louisiana
(1/7/2022)

Maine
(1/7/2022)

Maryland
(1/7/2022)

Massachusetts
(1/7/2022)

Michigan
(1/7/2022)

Minnesota
(1/7/2022)

Mississippi
(1/7/2022)

Missouri
(1/7/2022)

Montana
(1/7/2022)

Nebraska
(1/7/2022)

Nevada
(1/7/2022)

New Hampshire
(1/7/2022)

New Jersey
(1/7/2022)

New Mexico
(1/7/2022)

New York
(1/7/2022)

North Carolina
(1/7/2022)

North Dakota
(1/7/2022)

Ohio
(1/8/2022)

Oklahoma
(1/7/2022)

Oregon
(1/7/2022)

Pennsylvania
(1/7/2022)

Puerto Rico
(1/7/2022)

Rhode Island
(1/7/2022)

South Carolina
(1/7/2022)

South Dakota
(1/7/2022)

Tennessee
(1/7/2022)

Texas
(1/7/2022)

IAR

Texas
(3/31/2025)

Utah
(1/7/2022)

Vermont
(1/7/2022)

Virgin Islands
(1/7/2022)

Virginia
(1/7/2022)

Washington
(1/7/2022)

West Virginia
(1/7/2022)

Wisconsin
(1/7/2022)

Wyoming
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/8/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/6/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/13/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/31/2004

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tamika D. Workmon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamika D Workmon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA RETIREMENT ADVISORS, LLC

VOYA RETIREMENT ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITICORP INVESTMENT SERVICES

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/8/2006

Series 63

Date: 3/6/2004

SIE

Date: 1/10/2018

Series 31

Date: 3/13/2004

Series 7

Date: 1/31/2004

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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