Matthew T. Meyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Tracy Meyers was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2020 - September 16, 2020
INVESTACORP, INC.
May 27, 2020 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
May 27, 2020 - November 23, 2020
SECURITIES SERVICE NETWORK, LLC
May 27, 2020 - June 1, 2022
TRIAD ADVISORS LLC
May 27, 2020 - June 1, 2022
SECURITIES AMERICA, INC.
May 27, 2020 - June 1, 2022
LADENBURG THALMANN & CO. INC.
July 21, 2015 - April 6, 2016
VALIC FINANCIAL ADVISORS, INC.
July 21, 2015 - April 6, 2016
VALIC FINANCIAL ADVISORS, INC.
February 26, 2014 - June 1, 2022
WOODBURY FINANCIAL SERVICES, INC.
August 2, 2011 - June 1, 2022
OSAIC SERVICES, INC.
July 26, 2011 - June 1, 2022
OSAIC SERVICES, INC.
July 26, 2011 - June 1, 2022
OSAIC WEALTH, INC.
July 26, 2011 - June 1, 2022
FSC SECURITIES CORPORATION
January 13, 2010 - July 18, 2011
CHARLES SCHWAB & CO., INC.
January 13, 2010 - July 18, 2011
CHARLES SCHWAB & CO., INC.
June 2, 2008 - November 30, 2009
OSAIC SERVICES, INC.
October 29, 2007 - November 30, 2009
OSAIC SERVICES, INC.
July 16, 2007 - October 11, 2007
CETERA ADVISORS LLC
July 3, 2007 - October 11, 2007
CETERA ADVISORS LLC
May 24, 2006 - June 20, 2007
OSAIC SERVICES, INC.
February 17, 2006 - May 15, 2006
CHARLES SCHWAB & CO., INC.
December 15, 1999 - May 15, 2006
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTACORP, INC.
CRD#: 7684 / SEC#: , 8-22598
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHAREHOLDER | |
| ARNEAUD, MARCUS ANTHONY | CHIEF COMPLIANCE OFFICER | 2858859 |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| CHANDER, RANA | EXECUTIVE VICE PRESIDENT, CIO | 4853245 |
| DUDAS, STEPHEN STANLEY | CFO | 4820047 |
| FARRELL, PATRICK CHRISTOPHER | DIRECTOR,PRESIDENT, CEO | 1454441 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR, ASSISTANT SECRETARY | 3086071 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| TARENTINO, MELISSA | GENERAL COUNSEL | 4470836 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
