George D. Kanakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George D Kanakis, who also goes by George D Kanakis Mr, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2000. George had worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, Series 79TO, SIE, Series 7, Series 3 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2022 - March 8, 2023
EXEMPLAR CAPITAL, LLC
June 2, 2020 - December 23, 2021
GT SECURITIES, INC.
August 8, 2011 - September 2, 2011
MORGAN STANLEY
July 8, 2011 - September 2, 2011
MORGAN STANLEY
February 21, 2000 - March 26, 2001
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/27/2023
General Securities Representative ExaminationSeries 79TO
Date: 9/15/2022
Investment Banking Registered Representative ExaminationCurrent Firm
EXEMPLAR CAPITAL, LLC
CRD#: 155786 / SEC#: , 8-68740
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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