Leland T. Proshek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leland Todd Proshek, AIF®, who also goes by Lee Proshek, was a registered financial professional .
Leland is a previously registered financial professional and started their career in finance in 1999. Leland had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2006 - February 25, 2026
SPC
March 7, 2006 - February 25, 2026
SIGMA FINANCIAL CORPORATION
January 11, 2005 - March 7, 2006
QUESTAR ASSET MANAGEMENT, INC.
October 10, 2001 - December 31, 2005
QUESTAR CAPITAL CORPORATION
October 3, 2001 - March 7, 2006
QUESTAR CAPITAL CORPORATION
November 5, 1999 - October 9, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
