Michael J. Higgins
Professional summary
Michael Joseph Higgins is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001August 5, 2021 - March 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
June 24, 2020 - March 30, 2023
LIQUIDNET, INC.
June 21, 2010 - June 19, 2019
J.P. MORGAN SECURITIES LLC
March 9, 2010 - June 14, 2010
CRT CAPITAL GROUP LLC
November 17, 2008 - March 10, 2010
FHN FINANCIAL SECURITIES CORP.
September 22, 2008 - November 20, 2008
BARCLAYS CAPITAL INC.
September 24, 1999 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2024)
(10/17/2023)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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