Todd A. Needlman

PARKSIDE INVESTMENTS

Deerfield, IL 60015

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CRD#: 4014804

Professional summary

Todd Alan Needlman, who also goes by Todd Needlman, is a registered financial advisor currently at PARKSIDE INVESTMENTS, LLC located in Deerfield, Illinois.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Todd has worked at 6 firms and has passed the Series 65, SIE, Series 44 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Needlman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Needlman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2018 - Present

PARKSIDE INVESTMENTS, LLC

Office #1: 570 Lake Cook Road Suite 100, Deerfield, IL 60015

RIA

CRD#: 286178

Deerfield, IL

Past

August 2, 2013 - June 15, 2018

INTERACTIVE BROKERS LLC

CRD#: 36418

CHICAGO, IL

Past

November 23, 2012 - July 1, 2013

CASSANDRA TRADING GROUP, LLC

CRD#: 117818

CHICAGO, IL

Past

July 20, 2004 - August 28, 2012

PEAK6 CAPITAL MANAGEMENT LLC

CRD#: 43773

CHICAGO, IL

Past

August 28, 2002 - May 13, 2004

SLK-HULL DERIVATIVES LLC

CRD#: 46735

NEW YORK, NY

Past

September 15, 1999 - November 29, 1999

HULL TRANSACTION SERVICES, L.L.C.

CRD#: 36070

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKSIDE INVESTMENTS, LLC

CRD#: 286178 / SEC#: 801-108826

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 44

Date: 12/14/2005

PCX Market Maker Exam

General Industry/Product Exam

Series 7

Date: 9/14/1999

General Securities Representative Examination

Current Firm

PARKSIDE INVESTMENTS, LLC

CRD#: 286178 / SEC#: 801-108826

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

570 Lake Cook Road Suite 100, Deerfield, IL 60015

Mailing Address

Phone number

(312) 778-7700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKSIDE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 1,301,690,946

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Needlman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Needlman's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERACTIVE BROKERS LLC

CASSANDRA TRADING GROUP, LLC

PEAK6 CAPITAL MANAGEMENT LLC

SLK-HULL DERIVATIVES LLC

HULL TRANSACTION SERVICES, L.L.C.

Primary Firm SEC Registration

PARKSIDE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2018

SIE

Date: 6/15/2018

Series 44

Date: 12/14/2005

Series 7

Date: 9/14/1999

Current Firm

PARKSIDE INVESTMENTS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKSIDE INVESTMENTS, LLC

TRUST BUT VERIFY

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