Gregory E. Clark

ADP BROKER-DEALER

Florham Park, NJ 07932

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CRD#: 4014670

Professional summary

Gregory Edward Clark is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Edward Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2010 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932

CRD#: 37693

Florham Park, NJ

Past

April 28, 2010 - June 4, 2010

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

FORT MITCHELL, KY

Past

March 3, 2010 - June 4, 2010

VALMARK SECURITIES, INC.

CRD#: 31243

FORT MITCHELL, KY

Past

May 2, 2008 - January 25, 2010

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

September 10, 1999 - April 1, 2008

ADP BROKER-DEALER, INC.

CRD#: 37693

WHITE MARSH, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/15/2023)

California
(11/16/2018)

Connecticut
(11/16/2021)

Florida
(9/18/2023)

Georgia
(6/3/2019)

Illinois
(6/27/2016)

Indiana
(6/8/2010)

Kansas
(6/19/2019)

Kentucky
(6/7/2010)

Louisiana
(9/15/2023)

Massachusetts
(7/15/2022)

Michigan
(8/22/2016)

New Hampshire
(2/21/2022)

New Jersey
(9/18/2019)

New York
(1/22/2025)

Ohio
(6/8/2010)

Pennsylvania
(1/9/2019)

Tennessee
(3/14/2022)

Texas
(1/4/2023)

Virginia
(8/28/2024)

West Virginia
(6/13/2012)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/7/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/4/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

One Adp Boulevard, Roseland, NJ 07068-1786

Mailing Address

71 Hanover Road Ms - 580, Florham Park, NJ 07932

Phone number

(973) 712-2316

Established

New Jersey since 07/12/1994

Firm type

Corporation

Fiscal year end

June

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ADP ATLANTIC, LLC	SHAREHOLDER
BARRENECHEA, PATRICIA MARGOT	FINOP	1715189
BLAKE, JAMES PATRICK	PRESIDENT, DIRECTOR	3078844
BOYLE, JAMES RICHARD	AML OFFICER	3137180
DOSPASSOS-KRIEG, KRISTIN ANNE	DIRECTOR	3079254
HANLEY, JUANITA DAVIDA	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT	5217439
HODGES, JEFFRY AARON	DIRECTOR	5865575
HUREAU, MICHAEL RAY	DIRECTOR	5990787
MCCUE, TERRANCE	RISK MANAGEMENT OFFICER	7259942

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory E. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Edward Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

ADP BROKER-DEALER, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2010

Series 63

Date: 9/24/1999

SIE

Date: 10/1/2018

Series 6

Date: 9/7/1999

Series 26

Date: 8/4/2003

FINRA

Current Firm

ADP BROKER-DEALER, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ADP BROKER-DEALER, INC.

TRUST BUT VERIFY

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