Bretaigne E. Black
Professional summary
Bretaigne Elizabeth Black is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Atlanta, Georgia.
Bretaigne is registered as a RR (Registered Representative) and started their career in finance in 2001. Bretaigne has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bretaigne Elizabeth Black's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2026 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1380 West Paces Ferry Road Nw Suite 2170, Atlanta, GA 30327December 3, 2008 - January 7, 2020
UBS FINANCIAL SERVICES INC.
November 20, 2008 - January 7, 2020
UBS FINANCIAL SERVICES INC.
November 18, 2003 - December 18, 2008
DEUTSCHE BANK SECURITIES INC.
October 4, 2001 - December 18, 2008
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
