James V. Harper

BCP ADVISORS

GREENWICH, CT 06830

Some features on this profile are disabled

CRD#: 4014076

Professional summary

James Vance Harper, who also goes by James Vance Harper Mr., is a registered financial advisor currently at BCP ADVISORS, LLC located in Greenwich, Connecticut and BCP SECURITIES, INC. located in Greenwich, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. James has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Vance Harper Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BCP ADVISORS, INVESTMENT RELATED ADVISOR, THE FUND IS A WHOLLY OWNED SUBSIDIARY OF BCP SECURITIES,289 GREENWICH AVE CT 06830, DIRECTOR, BAER, CROSBY AND PIKE, AGENCIA DE MEXICO, LOCATED IN MEXICO CITY, IS WHOLLY OWNED BY BCP SECURITIES. MR HARPER SERVES AS A PRINCIPAL OF BOTH COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Vance Harper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2008 - Present

BCP ADVISORS, LLC

Office #1: 289 Greenwich Avenue 4th Floor, Greenwich, CT 06830

RIA

CRD#: 146363

GREENWICH, CT

Current

May 15, 2001 - Present

BCP SECURITIES, INC.

Office #1: 289 Greenwich Avenue 4th, Greenwich, CT, 06830

CRD#: 27063

Greenwich, CT

Past

December 14, 1999 - January 10, 2001

WESTON CAPITAL MARKETS INC.

CRD#: 32911

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/16/2001)

IAR

Connecticut
(4/9/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 11/10/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 12/13/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BCP ADVISORS, LLC

CRD#: 146363 / SEC#:

Connecticut

Registered Investment Advisory firm - (4/9/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

289 Greenwich Avenue Fourth Floor, Greenwich, CT 06830

Mailing Address

Phone number

(203) 629-2181

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James V. Harper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Vance Harper's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCP SECURITIES, INC.

WESTON CAPITAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/2008

Series 63

Date: 4/13/2001

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 11/10/2011

Series 7

Date: 12/13/1999

Series 24

Date: 12/28/2011

FINRA

Current Firm

BCP ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

BCP ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors