Beth A. Bailen
Professional summary
Beth Ann Bailen, who also goes by Beth Ann Bailen, Beth Ann Rich, Beth Ann Valosen, is a registered financial professional currently at TRADE-PMR INC. located in Lake Mary, Florida and ROBINHOOD FINANCIAL, LLC located in Deltona, Florida.
Beth is registered as a RR (Registered Representative) and started their career in finance in 2003. Beth has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Beth Ann Bailen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2024 - Present
TRADE-PMR INC.
Office #1: 500 Colonial Center Parkway Ste 100, Lake Mary, FL 32746February 6, 2026 - Present
ROBINHOOD FINANCIAL, LLC
October 31, 2022 - July 9, 2024
COMMONWEALTH FINANCIAL NETWORK
October 7, 2022 - July 9, 2024
COMMONWEALTH FINANCIAL NETWORK
February 12, 2021 - August 5, 2022
ROBINHOOD SECURITIES, LLC
February 12, 2021 - August 5, 2022
ROBINHOOD FINANCIAL, LLC
September 18, 2006 - January 6, 2021
TD AMERITRADE, INC.
September 6, 2006 - January 6, 2021
TD AMERITRADE, INC.
January 6, 2006 - August 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 2005 - August 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 14, 2003 - August 19, 2005
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2024)
Exams
FINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
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