Gunjeet Singh
Professional summary
Gunjeet Singh is a registered financial professional currently at INTESA SANPAOLO IMI SECURITIES CORP. located in New York, New York.
Gunjeet is registered as a RR (Registered Representative) and started their career in finance in 2001. Gunjeet has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gunjeet Singh's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2023 - Present
INTESA SANPAOLO IMI SECURITIES CORP.
Office #1: 1 William Street, New York, NY 10004October 31, 2022 - April 17, 2023
MARCO POLO SECURITIES INC.
November 16, 2020 - July 27, 2022
AMERICAN VETERANS GROUP, PBC
February 3, 2014 - January 9, 2020
UNICREDIT CAPITAL MARKETS LLC
September 30, 2013 - January 28, 2014
MARV CAPITAL INC.
March 1, 2013 - March 21, 2013
SANTANDER US CAPITAL MARKETS LLC
April 19, 2012 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
January 8, 2010 - February 22, 2012
FM PARTNERS HOLDINGS LLC
August 17, 2009 - January 4, 2010
RAFFERTY CAPITAL MARKETS, LLC
March 16, 2009 - August 18, 2009
BUCKMAN, BUCKMAN & REID, INC.
August 17, 2006 - October 23, 2008
SG AMERICAS SECURITIES, LLC
January 10, 2006 - August 4, 2006
SANDERS MORRIS LLC
March 16, 2004 - January 4, 2006
ADVEST, INC.
May 15, 2003 - April 15, 2004
DUPONT SECURITIES GROUP, INC.
July 26, 2001 - May 28, 2002
IMPERIAL CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2023)
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(12/12/2023)
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Exams
FINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTESA SANPAOLO IMI SECURITIES CORP.
CRD#: 19418 / SEC#: , 8-37444
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IMI CAPITAL MARKETS USA CORPORATION | SOLE SHAREHOLDER | |
| AMOROSO, PAOLO GLAUCO | CORPORATE SECRETARY | 7870609 |
| BURIOLI, NOVELLA | DIRECTOR | 7874990 |
| DIBELLA, VINCENT | CHIEF FINANCIAL OFFICER/ TREASURER | 2587408 |
| LUCCHINI, STEFANO | DIRECTOR | 7889772 |
| MARRAS, STEFANO | CEO/DIRECTOR | 7322813 |
| PARISI, RICHARD ANTHONY | CHIEF OPERATIONS OFFICER | 4668388 |
| RUIZ, JEFFREY A | CHIEF COMPLIANCE OFFICER | 2562825 |
| SEGNI, LAURA | DIRECTOR | 7890924 |
Disclosures
| Regulatory Event | 11 |
| Criminal | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
