Michelle R. Pommeranz

CETERA INVESTMENT ADVISERS LLC

Perrysburg, OH 43551

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CRD#: 4013615

Professional summary

Michelle Rene Pommeranz, CFP®, who also goes by Michelle Rene Brown, Michelle Renre Brown, Michelle Rene Pommeranz Ms, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Perrysburg, Ohio and CETERA WEALTH SERVICES, LLC located in Perrysburg, Ohio.

Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michelle has worked at 11 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michelle Rene Brown | Michelle Renre Brown | Michelle Rene Pommeranz Ms

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: WOMEN OF TOLEDO; INVESTMENT RELATED: NO; ADDRESS: TOLEDO, OH 43604; NATURE OF BUSINESS: 501(C)(3) NONPROFIT; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE PROGRAMS, CONDUCT BUSINESS WHEN THE PRESIDENT IS UNABLE, ATTEND BOARD MEETINGS; 2. NAME OF OTHER BUSINESS: ST JOHN LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: TOLEDO, OH 43609; NATURE OF BUSINESS: CHURCH; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WORKING WITH FOOD PANTRY, CONDUCTING COUNCIL MEETINGS AND FINDING PASTORS FOR SUNDAY SERVICES. 3. NAME OF OTHER BUSINESS: LEHNER SHOPE WEALTH GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Rene Pommeranz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

April 1, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 900 W South Boundary, Bldg 5b, Perrysburg, OH 43551Office #2: 1201 30th Street Nw Suite 201b, Canton, OH 44709

RIA

CRD#: 105644

Perrysburg, OH

Current

March 31, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 900 W South Boundary Bldg 5b, Perrysburg, OH 43551Office #2: 1201 30th Street Nw Suite 201b, Canton, OH 44709

CRD#: 13572

PERRYSBURG, OH

Past

September 13, 2019 - April 1, 2025

STRATEGIC BLUEPRINT, LLC

RIA

CRD#: 284840

Perrysburg, OH

Past

August 19, 2019 - April 1, 2025

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

PERRYSBURG, OH

Past

June 13, 2018 - September 13, 2019

BFC PLANNING, INC.

RIA

CRD#: 119682

Perrysburg, OH

Past

June 12, 2018 - September 13, 2019

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

Perrysburg, OH

Past

September 14, 2015 - June 27, 2018

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

PERRYSBURG, OH

Past

August 31, 2015 - June 27, 2018

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

PERRYSBURG, OH

Past

June 13, 2007 - August 20, 2015

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

MAUMEE, OH

Past

June 11, 2007 - August 20, 2015

CITIZENS SECURITIES, INC.

CRD#: 39550

MAUMEE, OH

Past

March 8, 2005 - June 7, 2007

FIFTH THIRD SECURITIES, INC.

CRD#: 628

MAUMEE, OH

Past

February 23, 2005 - February 24, 2005

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

February 17, 2004 - March 1, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

TEMPERANCE, MI

Past

February 13, 2004 - March 1, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

March 2, 2001 - February 3, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PERRYSBURG, OH

Past

April 18, 2000 - February 3, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(3/31/2025)

Ohio
(4/1/2025)

IAR

Ohio
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/10/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/17/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michelle R. Pommeranz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Rene Pommeranz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

STRATEGIC BLUEPRINT, LLC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2000

SIE

Date: 10/1/2018

Series 31

Date: 11/10/2000

Series 7

Date: 4/17/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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