Patrick D. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Devins Fisher was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2005. Patrick had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2019 - June 11, 2021
STORMHARBOUR SECURITIES LP
March 9, 2010 - October 5, 2012
STONECASTLE SECURITIES, LLC
July 27, 2007 - March 17, 2008
LEHMAN BROTHERS INC.
January 1, 2005 - July 16, 2007
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/7/2019
General Securities Representative ExaminationCurrent Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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