Michelle Carroll Pulliam
Professional Summary
Michelle Carroll Pulliam, who also goes by Missy Carroll, Michelle Ann Epperson, Missy Ann Pulliam, is a registered financial advisor currently at JOHNSTONE BROKERAGE SERVICES, LLC located in Louisville, Kentucky. Michelle is registered as a RR (Registered Representative) and started their career in finance in 2001. Michelle has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Missy Carroll, Michelle Ann Epperson, Missy Ann Pulliam
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
JOHNSTONE BROKERAGE SERVICES, LLC
Contact Information
Main Address
1906 Stanley Gault Parkway, Louisville, KY 40223Mailing Address
117 San Augustine Street, Center, TX 75935Phone Number
(936) 340-2929Established
Texas since 12/31/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/8/2025)
(7/3/2025)
(5/9/2025)
(5/12/2025)
(4/14/2025)
(4/14/2025)
(5/8/2025)
(5/8/2025)
(5/8/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2001About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 2004About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michelle Carroll Pulliam's CRS (Customer Relationship Summary).
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