Aaron L. Witten
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Leitchfield, KY 42754
Some features on this profile are disabled
CRD#: 4012999
Professional summary
Aaron Leigh Witten, AIF®, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Leitchfield, Kentucky and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Leitchfield, Kentucky.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Aaron has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2016, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 200 HR/MO TRADING. 2) LEITCHFIELD LIONS CLUB, PO BOX 4092, LEITCHFIELD, KY, 08/2006, TREASURER, NIR, 100 HR/YR, 0 HR/YR TRADING. 3) EYE BANK OF KENTUCKY, 1510 NEWTON PIKE, SUITE 140, LEXINGTON, KY, 05/2023, BOARD MEMBER, HEALTHCARE, NIR, 2 HR/MO, 0 HR/MO TRADING. 4) TWIN LAKES COIN AND RARITIES, 715 Mill St., PO Box 4039, 1599 Elizabethtown Rd., Leitchfield KY 42754, United States, 11/01/2024, OWNER, Owner/Partner of a Business Entity, NIR, 40 HR/MO, 20 HR/MO TRADING. 5) 119 S. CLAGGETT DRIVE, LLC, 715 MILL ST, LEITCHFIELD, KY, 08/2009, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 6) WITTEN FINANCIAL SERVICES LLC, 203 W WHITE OAK ST, LEITCHFIELD, KY, 10/1999, IAR, Insurance/Benefits/Human Resources, NIR, 20 HR/YR, 10 HR/YR TRADING. 7) WITTEN FINANCIAL SERVICES LLC, 203 W WHITE OAK ST, LEITCHFIELD, KY, 01/2012, OWNER, BOOKKEEPING/TAX PREP, NIR, 80 HR/MO, 20 HR/MO TRADING. 8) REPUBLICAN PARTY OF KENTUCKY, 2ND CONGRESSIONAL DISTRICT EXECUTIVE COMMITTEE, 715 MILL ST, LEITCHFIELD, KY 42754, 08/2014, TREASURER, NIR, 1 HR/MO, 0 HR/MO TRADING. 9) TAX WIZARDS, LLC, 715 MILL ST, LEITCHFIELD, KY, 01/2024, OWNER, TAX SERVICES, NIR, 40 HR/MO, 10 HR/MO TRADING. 10) CLARKSON BAPTIST CHURCH (KY), 5115 Elizabethtown Rd., Clarkson KY 42726, 01/2025, Committee Member, Volunteer, INV REL, 2 HR/MO, 4 HR/MO TRADING. 11) RON BLUE INSTITUTE, 715 Mill St., Leitchfifeld KY 42754, 01/2025, Ambassador, Consulting/Coaching, NIR, 2 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Leigh Witten's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
January 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 715 Mill St., Leitchfield, KY 42754RIA
CRD#: 134139
Leitchfield, KY
Current
January 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 715 Mill St., Leitchfield, KY 42754BD
CRD#: 39543
Leitchfield, KY
Past
February 7, 2011 - January 5, 2016
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
LEITCHFIELD, KY
Past
October 31, 2006 - January 5, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
LEITCHFIELD, KY
Past
May 25, 2004 - October 31, 2006
FIDUCIAL INVESTMENT ADVISORS, INC.
BD
CRD#: 44792
LEITCHFIELD, KY
Past
February 2, 2001 - January 2, 2003
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
September 30, 1999 - January 31, 2001
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/13/2018)
RR
Colorado(1/2/2019)
RR
Florida(9/14/2023)
RR
Georgia(10/19/2017)
RR
Illinois(11/16/2017)
RR
Indiana(9/8/2016)
RR
Kentucky(1/4/2016)
IAR
Kentucky(1/4/2016)
RR
Massachusetts(10/9/2020)
RR
Mississippi(11/11/2025)
RR
Missouri(11/11/2025)
RR
Nevada(4/2/2025)
RR
North Carolina(10/29/2021)
RR
Ohio(1/8/2020)
RR
Oregon(1/2/2020)
RR
South Carolina(10/28/2021)
RR
Tennessee(1/4/2016)
RR
Texas(1/4/2016)
IAR
Texas(1/4/2016)
RR
Washington(1/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Leitchfield, KY 42754TRUST BUT VERIFY
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