BW
Bradley J. Wessel
EAGLE STRATEGIES LLC
SHEBOYGAN, WI 53081
Some features on this profile are disabled
CRD#: 4012935
BW
Professional summary
Bradley John Wessel is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Sheboygan, Wisconsin and NYLIFE SECURITIES LLC located in Sheboygan, Wisconsin.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Bradley has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[ADVISORY BOARD MEMBER FOR GEORGE WARRINER SCHOOLS OF SHEBOYGAN, WI. I WILL BE THE MIDDLE SCHOOL PARENT REPRESENTATIVE ON THE ADVISORY BOARD. MY RESPONSIBILITIES ARE TO FACILITATE POLICIES AND PROCEDURES TO HELP THE SCHOOL ACHIEVE ITS CHARTER, TO HELP WITH GRANT APPLICATIONS, TO HELP CREATE MARKETING MATERIALS AND PLAN FOR THE SCHOOL. 5 HRS/MONTH, NOT INVESTMENT RELATED] [OPERATING UNDER THE DBA NAME OF FINANCIAL WELLNESS PARTNERS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SHEBOYGAN, WI; START DATE: 09/2015] [AMRAD LLC; My wife and I will use this LLC, to acquire a commercial condo that we will then lease to my DBA to house my office; 813 Riverfront Dr. Sheboygan, WI 53081; Start Date 01/2018; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF VOYAGE WEALTH STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SHEBOYGAN, WI; START DATE: 05.2018] [LJM Riverfront Condominium; I am acquiring a commercial condominium through my previously approved AMRAD LLC. I will become a member of the Condominium Association when we close as well as treasurer; 813 / 815 Riverfront Dr. Sheboygan WI 53081; Start Date 04/2018; Role/Title: Board Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Sheboygan County Veteran's Memorial; Organization that built and maintains the Sheboygan County Veteran's Memorial park structure and organizes events to honor veterans.; 3027 Wilgus Avenue, Sheboygan, WI 53081; Start Date 10/2021; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;Attend monthly board meetings. Consult the voting members as to event planning]
CRS (Client Relationship Summary) - RIA
Click below to view Bradley John Wessel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2004 - Present
EAGLE STRATEGIES LLC
Office #1: 813 Riverfront Drive, Sheboygan, WI 53081RIA
CRD#: 110826
SHEBOYGAN, WI
Current
November 13, 2003 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SHEBOYGAN, WI
Past
April 26, 2000 - November 10, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
December 15, 1999 - March 30, 2000
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2024)
RR
Arizona(1/18/2006)
RR
California(1/22/2015)
RR
Colorado(1/5/2017)
RR
Delaware(1/28/2025)
RR
Florida(2/10/2006)
RR
Georgia(7/19/2022)
RR
Idaho(2/4/2014)
RR
Illinois(1/4/2024)
RR
Indiana(7/22/2020)
RR
Louisiana(9/20/2019)
RR
Maryland(1/26/2015)
RR
Michigan(2/24/2004)
RR
Minnesota(1/10/2022)
RR
Missouri(10/11/2021)
RR
New York(12/10/2015)
RR
North Carolina(9/7/2021)
RR
Ohio(8/8/2017)
RR
Oklahoma(5/21/2021)
RR
Pennsylvania(8/30/2024)
RR
South Carolina(1/16/2013)
RR
Tennessee(4/21/2021)
RR
Texas(1/20/2016)
IAR
Texas(7/5/2017)
RR
Virginia(9/25/2013)
RR
Wisconsin(11/13/2003)
IAR
Wisconsin(7/22/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
