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KP

Kerry W. Peoples

PREFERRED CAPITAL SECURITIES
ATLANTA, GA 30327
CRD#: 4012614
Some features on this profile are disabled
KP
Kerry William PeoplesPREFERRED CAPITAL SECURITIES

Professional summary

Kerry William Peoples is a registered financial professional currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia.

Kerry is registered as a RR (Registered Representative) and started their career in finance in 2000. Kerry has worked at 15 firms and has passed the Series 66, Series 82TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kerry William Peoples's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2026 - Present

PREFERRED CAPITAL SECURITIES, LLC

Office #1: 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Office #2: 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327
BD
CRD#: 169719
ATLANTA, GA
Past

July 10, 2025 - June 25, 2026

METRIC FINANCIAL, LLC

BD
CRD#: 33324
ATLANTA, GA
Past

November 26, 2024 - June 3, 2025

REALTA INVESTMENT ADVISORS, INC

RIA
CRD#: 134952
NEWPORT BEACH, CA
Past

November 25, 2024 - June 3, 2025

REALTA EQUITIES, INC.

BD
CRD#: 23769
WILMINGTON, DE
Past

December 9, 2019 - March 28, 2024

SEALY INVESTMENT SECURITIES, LLC

BD
CRD#: 300691
DALLAS, TX
Past

February 4, 2015 - December 2, 2019

PTX SECURITIES, LLC

BD
CRD#: 7735
PLANO, TX
Past

October 22, 2014 - February 2, 2015

VII PEAKS CAPITAL LLC

RIA
CRD#: 153825
ORINDA, CA
Past

September 6, 2013 - October 30, 2014

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
AUSTIN, TX
Past

January 14, 2013 - August 7, 2013

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
SAN DIEGO, CA
Past

January 2, 2013 - August 7, 2013

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
SAN DIEGO, CA
Past

September 2, 2010 - December 31, 2012

KBR CAPITAL MARKETS, LLC

BD
CRD#: 128800
LOS ANGELES, CA
Past

August 1, 2007 - February 8, 2010

DIRECT CAPITAL SECURITIES, INC.

BD
CRD#: 29639
AUSTIN, TX
Past

February 1, 2006 - July 2, 2007

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

September 17, 2003 - May 4, 2005

SAN FRANCISCO SECURITIES, INC.

BD
CRD#: 43629
CANOGA PARK, CA
Past

December 6, 2000 - March 26, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 7, 2000 - August 4, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/23/2026)
RR
Alaska
(6/23/2026)
RR
Arizona
(6/23/2026)
RR
Arkansas
(6/23/2026)
RR
California
(6/23/2026)
RR
Colorado
(6/23/2026)
RR
Georgia
(6/23/2026)
RR
Hawaii
(6/23/2026)
RR
Idaho
(6/23/2026)
RR
Illinois
(6/23/2026)
RR
Iowa
(6/23/2026)
RR
Kansas
(6/23/2026)
RR
Minnesota
(6/25/2026)
RR
Missouri
(6/23/2026)
RR
Montana
(6/23/2026)
RR
Nebraska
(6/23/2026)
RR
Nevada
(6/23/2026)
RR
New Mexico
(6/23/2026)
RR
North Dakota
(6/23/2026)
RR
Ohio
(6/23/2026)
RR
Oklahoma
(6/23/2026)
RR
Oregon
(6/23/2026)
RR
South Dakota
(6/23/2026)
RR
Texas
(6/23/2026)
RR
Utah
(6/23/2026)
RR
Washington
(6/23/2026)
RR
West Virginia
(6/23/2026)
RR
Wisconsin
(6/23/2026)
RR
Wyoming
(6/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/14/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/6/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PREFERRED CAPITAL SECURITIES, LLC
PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719 / SEC#: , 8-69382

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Loading...

Contact information

Main Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Mailing Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Phone number
(855) 330-6594
Established
Georgia since 09/17/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BADGER CREEK HOLDINGS, LLCSOLE OWNER
BEATON, DANIEL STEWARTFINOP4240769
GRABER, ERIC RYANPRESIDENT4576496
MCLEAN, CLAIRE ETHRIDGECHIEF OPERATIONS OFFICER7810116
SMALL, ORIT HEATHERCHIEF COMPLIANCE OFFICER2786459
SMITH, JEFFERY ALLENCHIEF EXECUTIVE OFFICER4039773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719Atlanta, GA 30327

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