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CG

Christian B. Gibson

TCBI SECURITIES
Houston, TX 77056
Some features on this profile are disabled
CRD#: 4012510
CG

Professional summary


Christian Bruce Gibson is a registered financial professional currently at TCBI SECURITIES, INC. located in Houston, Texas.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2001. Christian has worked at 7 firms and has passed the Series 63, Series 6TO, Series 99TO, Series 22TO, Series 52TO, Series 82TO, Series 79TO, SIE, Series 87, Series 86, Series 7, Series 26, Series 14, Series 39 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christian Bruce Gibson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 11, 2023 - Present

TCBI SECURITIES, INC.

Office #1: 1330 Post Oak Boulevard, Houston, TX 77056
BD
CRD#: 313304
Houston, TX
Past

May 11, 2023 - August 22, 2023

JOHNSON RICE & COMPANY L.L.C.

BD
CRD#: 19524
NEW ORLEANS, LA
Past

October 6, 2016 - March 3, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
HOUSTON, TX
Past

December 16, 2013 - September 9, 2016

INTL FCSTONE CREDIT TRADING LLC

BD
CRD#: 41025
HOUSTON, TX
Past

December 17, 2007 - December 13, 2013

CANACCORD GENUITY LLC

BD
CRD#: 1020
HOUSTON, TX
Past

July 28, 2006 - December 17, 2007

CANACCORD GENUITY LLC

BD
CRD#: 1020
HOUSTON, TX
Past

October 19, 2005 - August 1, 2006

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
HOUSTON, TX
Past

March 21, 2001 - November 2, 2001

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/11/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 12/19/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/5/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/5/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 22TO
Date: 9/11/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/11/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/11/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 3/5/2024
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
TEXAS CAPITAL BANCSHARES, INC.OWNER
ALVARADO, ANNA MARIADIRECTOR4433966
COLPITTS, JOEL BRIANPRINCIPAL FINANCIAL OFFICER AND FIN/OP2376942
GENYK, STEVENMUNICIPAL SECURITIES PRINCIPAL2324120
GETTY, JOSEPH MATTHEWAMLCO6343874
HOLMES, ROBERT CDIRECTOR2948416
HOVERMAN, DANIEL STEPHENSDIRECTOR, PRESIDENT5281289
OMAN, DAVIDDIRECTOR5685397
RIVERA, JASONCHIEF COMPLIANCE OFFICER5010925
SCURLOCK, JOHN MATTHEWDIRECTOR7521986

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TCBI SECURITIES, INC.

CRD#: 313304Houston, TX 77056

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