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Glenn Stephen Bernabeo

CRD# 4012274·Registered 1999 - 2025
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Stephen Bernabeo was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1999 - 2025. Glenn had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

GRIFFIN FINANCIAL GROUP, LLC·CRD# 119004
BD
King Of Prussia, PA
November 29, 2010 - March 24, 2025
PHOENIX IB·CRD# 132710
BD
Media, PA
June 16, 2009 - November 8, 2010
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
September 7, 2006 - July 2, 2007
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
August 9, 2006 - September 7, 2006
SSG CAPITAL ADVISORS, L.P.·CRD# 113867
BD
West Conshohocken, PA
December 7, 2001 - August 9, 2006
BERWIND FINANCIAL, L.P.·CRD# 41473
BD
Philadelphia, PA
December 7, 1999 - December 17, 2001

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Current Firm

GF
GRIFFIN FINANCIAL GROUP, LLC

GRIFFIN FINANCIAL | GRIFFIN FINANCIAL GROUP, LLC

CRD#: 119004 / SEC#: 8-53711
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

607 Washington Street, Reading, PA 19603

Mailing Address

607 Washington Street, Reading, PA 19603

Phone Number

(610) 478-2105

Established

Pennsylvania since 08/16/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRIFFIN HOLDINGS GROUP, LLCMEMBER—
CHOQUETTE, ERNEST JCHAIRMAN4494340
DUROFCHALK, JOHN MICHAELCFO, FINOP4494297
NOAH, SCOTT IVESCHIEF COMPLIANCE OFFICER2334448
O'LEARY, MATTHEW TODDCEO AND COO6077840
WALDRON, JEFFREY PETERPRINCIPAL4581878

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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