Amy Lim
Professional Summary
Amy Lim was a registered financial advisor. Amy was a previously registered financial professional and started their career in finance 2000 - 2025. Amy had worked at 6 firms and has passed the Series 63, Series 22TO, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
ANALYST HUB SECURITIES, LLC
Contact Information
Main Address
2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746Mailing Address
2301 S. Capital Of Texas Hwy Ste. J-101, Austin, TX 78746Phone Number
(646) 543-4099Established
Delaware since 05/17/2018Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Oct 2023About the Series 22TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jun 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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