Amy Lim
Professional summary
Amy Lim is a registered financial professional currently at ANALYST HUB SECURITIES, LLC located in Austin, Texas.
Amy is registered as a RR (Registered Representative) and started their career in finance in 2000. Amy has worked at 6 firms and has passed the Series 63, Series 22TO, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Lim's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2023 - Present
ANALYST HUB SECURITIES, LLC
Office #1: 2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746December 22, 2015 - April 17, 2020
EVERCORE GROUP L.L.C.
January 13, 2009 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
January 22, 2008 - November 19, 2008
UOB KAY HIAN (U.S.) INC.
April 28, 2000 - December 14, 2007
A. G. EDWARDS & SONS, INC.
April 6, 2000 - May 15, 2000
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 10/31/2023
Direct Participation Programs Representative ExaminationSeries 7TO
Date: 7/5/2022
General Securities Representative ExaminationSeries 57TO
Date: 7/5/2022
Securities Trader ExamSeries 55
Date: 6/12/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ANALYST HUB SECURITIES, LLC
CRD#: 297665 / SEC#: , 8-70144
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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