MH
Matthew A. Hetrick
KESTRA ADVISORY SERVICES
Woodland Hills, CA 91364
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CRD#: 4010972
MH
Professional summary
Matthew A Hetrick, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Woodland Hills, California and KESTRA INVESTMENT SERVICES, LLC located in Woodland Hills, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Insight Wealth Advisors LLC Investment Related: Yes Address: 21300 Victory Blvd Suite 520 Woodland Hills CA 93167 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Wealth Advisor I'm also a minority partner Start Date: 10/3/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Servicing clients, investment analysis, prospecting, financial planning KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/04/2016 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Investment advisory services Business Name: Woodland Hills Sunrise Baseball Little League Investment Related: No Address: 6400 Winnetka Ave Woodland Hills CA 91367 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Secretary and member of the Board of Directors Start Date: 7/31/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Create minutes of meetings, schedule games and practices
CRS (Client Relationship Summary) - RIA
Click below to view Matthew A Hetrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 21021 Ventura Blvd Suite 210, Woodland Hills, CA 91364RIA
CRD#: 283330
Woodland Hills, CA
Current
October 3, 2012 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 21550 Oxnard Street 3rd Floor, Ste. 56, Woodland Hills, CA 91367BD
CRD#: 42046
Woodland Hills, CA
Past
October 5, 2012 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
June 1, 2009 - October 24, 2012
MORGAN STANLEY
RIA
CRD#: 149777
LOS ANGELES, CA
Past
June 1, 2009 - October 24, 2012
MORGAN STANLEY
BD
CRD#: 149777
LOS ANGELES, CA
Past
January 20, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LOS ANGELES, CA
Past
December 20, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/8/2021)
RR
Arizona(11/1/2020)
RR
California(10/3/2012)
IAR
California(4/19/2016)
RR
Colorado(5/31/2017)
RR
Florida(3/29/2017)
RR
Massachusetts(11/1/2020)
RR
Nevada(12/8/2020)
RR
New York(3/29/2017)
RR
North Carolina(1/3/2024)
RR
Oklahoma(2/4/2020)
RR
Texas(6/2/2017)
IAR
Texas(7/26/2023)
RR
Washington(8/18/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
