MW
Marvin S. Waller
TRUIST ADVISORY SERVICES
DANVILLE, VA 24541
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CRD#: 4010177
MW
Professional summary
Marvin Scott Waller is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Danville, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Alexandria, Virginia.
Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marvin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2002 ADDRESS: 284 Carolina Ave, Danville VA 24541, United States DESCRIPTION: Owner/Manager DANVILLE PITTSYLVANIA COUNTY CHAMBER OF COMMERCE POSITION: Board Member NATURE: The Chamber of Commerce promotes local business interests and provides education opportunities to assist with growth. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: Danville VA, United States DESCRIPTION: As a general Board Member, we provide guidance on local business interests and support pro-business initiatives.
CRS (Client Relationship Summary) - RIA
Click below to view Marvin Scott Waller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 554 Craghead Street Suite 200, Danville, VA 24541RIA
CRD#: 283390
DANVILLE, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 201 N Union St Ste 240, Alexandria, VA 22314Office #2: 554 Craghead St Ste 200, Danville, VA 24541BD
CRD#: 17499
ALEXANDRIA, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 14, 2000 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
DANVILLE, VA
Past
December 10, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
DANVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(2/17/2021)
RR
Arizona(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(3/9/2021)
RR
Delaware(3/10/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(8/23/2024)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(2/17/2021)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(2/17/2021)
IAR
Louisiana(4/19/2021)
RR
Maine(5/28/2025)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Minnesota(7/22/2025)
RR
Mississippi(2/17/2021)
RR
Missouri(2/17/2021)
RR
Nevada(3/8/2023)
RR
New Hampshire(12/22/2022)
RR
New Jersey(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(5/3/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(7/18/2023)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/15/2021)
RR
Utah(12/22/2022)
RR
Vermont(5/21/2021)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(12/22/2022)
RR
Wyoming(1/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Danville, VA 24541TRUST BUT VERIFY
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