AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CI

Curtis Roy Ile

VESTECH SECURITIES
ST. LOUIS, MO
·CRD# 4009787·27 years experience

Professional Summary

Curtis Roy Ile is a registered financial advisor currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri. Curtis is registered as a RR (Registered Representative) and started their career in finance in 1999. Curtis has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
View profile
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Years of Experience

27 years in the financial services industry

Current & Past Employments

VESTECH SECURITIES, INC.·CRD# 41409
BD
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
March 16, 2020 - Present
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Mount Carmel, IL
June 30, 2015 - July 13, 2018
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Mt Carmel, IL
March 31, 2003 - July 8, 2015
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
April 2, 2002 - April 21, 2003
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Lincoln, NE
May 24, 2001 - April 10, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
BD
Louisville, KY
August 2, 2000 - September 25, 2000
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Cincinnati, OH
February 25, 2000 - July 12, 2000
WEDGEWOOD PARTNERS, INC.·CRD# 21923
BD
St. Louis, MO
October 1, 1999 - February 25, 2000

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Current Firm

VS
VESTECH SECURITIES, INC.

ENHANCED PREMIUM PARTNERS III, LLC | VESTECH SECURITIES, INC. | VESTECH SECURITIES, INC | REAL PREMIUM PARTNERS, V | REAL PREMIUM PARTNERS, LLC IV | REAL PREMIUM PARTNERS, LLC | REAL PREMIUM APPRECIATION | ENHANCED PREMIUM PARTNERS, LLC

CRD#: 41409 / SEC#: 8-49409
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141

Mailing Address

11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141

Phone Number

(314) 828-2111

Established

Kansas since 03/13/1996

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HUANG, JOHN CHUNENPRESIDENT2659909
KNESE, PAUL BERNARDAML OFFICER AND DSO2541241
RAMIREZ, MARCO ANTONIOCCO4702164

Disclosures

Regulatory Event

4

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/9/2023)
RR
Illinois
(4/21/2020)
RR
Indiana
(4/1/2020)
RR
Kentucky
(1/22/2025)
RR
Michigan
(11/4/2021)
RR
Mississippi
(3/22/2021)
RR
Texas
(8/11/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Curtis Roy Ile's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Dalton Stockton
Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Aaron Andrew Ungerer
Aaron Andrew Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#
George Joseph Simon JR
George Joseph Simon JR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Chesterfield, MO · CRD#
ME
Michael B. Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

ST. PETERS, MO · CRD#
CI
Follow Curtis
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required