Thomas J. Doukas
Professional summary
Thomas J Doukas, who also goes by Thomas John Doukas, Tj Doukas, Tommy Doukas, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas J Doukas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 23, 2015 - September 23, 2016
MML INVESTORS SERVICES, LLC
May 22, 2015 - September 23, 2016
MML INVESTORS SERVICES, LLC
October 4, 2012 - May 7, 2015
NYLIFE SECURITIES LLC
October 1, 2010 - November 30, 2010
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
July 17, 2008 - October 8, 2008
TULLETT PREBON FINANCIAL SERVICES LLC
March 12, 2007 - June 30, 2008
VCM SECURITIES, LLC.
July 25, 2005 - February 28, 2006
JAVELIN SECURITIES, LLC
November 10, 2003 - January 20, 2005
JAVELIN SECURITIES, LLC
January 2, 2002 - September 23, 2003
BGC FINANCIAL, L.P.
January 2, 2000 - July 10, 2000
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
