WM
William F. Medico
JACOBI CAPITAL MANAGEMENT
Berwyn, PA 19312
Some features on this profile are disabled
CRD#: 4009117
WM
Professional summary
William Francis Medico III, ChFC®, who also goes by William Francis Medico, is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Berwyn, Pennsylvania and LPL FINANCIAL LLC located in Berwyn, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. William has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Francis Medico
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/16/2014 - Jacobi Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 50%. 2. 06/16/2014 - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) JACOBI WEALTH ADVISORS - TIME SPENT 50% - BERWYN, PA 3. 06/16/2014 - REGISTERED INVESTMENT ADVISOR - HYBRID - JACOBI CAPITAL MANAGEMENT, LLC - TIME SPENT 50% - BERWYN, PA 4. 07/30/2014 - PREMIER BROKERAGE SERVICES INC - NON-VARIABLE INSURANCE - TIME SPENT 10 HOUR PER MONTH - BERWYN, PA 5. 9/19/2017 - Jacobi Holdings LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Benefit Consultant - Started 08/28/2017 - 15 Hours Per Month/2 Hours During Securities Trading - Solicit group health insurance plans. 6. 2/13/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/25/2018 - 10 Hours Per Month/5 Hours During Securities Trading. 7. 8/22/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date:06/01/2018 - 1 Hours Per Month/0 Hours During Trading. 8. 3/12/2019 - Penn Mutual Life Insurance Corporation - Investment Related - 600 Dresher Road, Horsham, PA 19044 - Non-Variable Insurance - Insurance Agent - Started 03/06/2019 - 10 Hours Per Month/3 Hours During Securities Trading - Sell Life Insurance. 9. 07/31/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 02/10/2023 - 5 Hours Per Month/ 5 Hours During Trading 10. 08/28/2023 - MMVC Real Estate Holdings LLC - Investment Related - Scranton, PA - Real Estate Rental - Start Date 04/01/2023 - 1 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view William Francis Medico III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 13, 2014 - Present
JACOBI CAPITAL MANAGEMENT, LLC
Office #1: 1055 Westlakes Drive Suite 135, Berwyn, PA 19312RIA
CRD#: 147663
Berwyn, PA
Current
June 13, 2014 - Present
LPL FINANCIAL LLC
Office #1: 1055 Westlakes Dr Ste 135, Berwyn, PA 19312-2424RIA
BD
CRD#: 6413
Berwyn, PA
Past
April 9, 2025 - May 2, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
WILKES BARRE, PA
Past
June 13, 2014 - June 13, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
WILKES BARRE, PA
Past
January 11, 2011 - July 2, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
NEWTOWN SQUARE, PA
Past
July 12, 2000 - July 2, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEWTOWN SQUARE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/13/2014)
RR
Florida(10/28/2020)
RR
Maine(11/2/2022)
RR
Mississippi(1/22/2015)
RR
New Jersey(6/13/2014)
RR
New York(12/3/2014)
RR
North Carolina(7/28/2017)
RR
Pennsylvania(6/13/2014)
IAR
Pennsylvania(6/13/2014)
RR
South Carolina(11/2/2022)
RR
Virginia(6/13/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
154 Enterprise Way, Pittston, PA 18640
Mailing Address
Phone number
(570) 826-1801
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,314 |
| AUM (Assets Under Management) | $ 2,190,387,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
