ST
Steven Tarr
PRIVATE CAPITAL MANAGEMENT
Naples, FL 34108-7512
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CRD#: 4008924
ST
Professional summary
Steven Tarr IV, CFP® is a registered financial advisor currently at PRIVATE CAPITAL MANAGEMENT located in Naples, Florida and CARNES CAPITAL CORPORATION located in Naples, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 4 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Tarr IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
June 30, 2023 - Present
PRIVATE CAPITAL MANAGEMENT
Office #1: 8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512RIA
CRD#: 169172
Naples, FL
Current
August 5, 2004 - Present
CARNES CAPITAL CORPORATION
Office #1: 8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108Office #2: 8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512BD
CRD#: 16187
Naples, FL
Past
February 20, 2003 - July 15, 2004
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
Past
November 11, 1999 - August 31, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CAPITAL MANAGEMENT
HARMONIC HEDGED PARTNERS | THE ENTREPRENEURIAL VALUE FUND, L.P. | THE COLLIER FUND, LTD. | PRIVATE CAPITAL WEALTH | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | PCM | HARMONIC INVESTORS LLC OPPORTUNITY PARTNERS FUND | HARMONIC INVESTORS LLC NAVIGATOR FUND | HARMONIC INVESTORS LLC HEDGED PARTNERS FUND | HARMONIC INVESTORS LLC FUND I | HARMONIC INVESTORS LLC EXPLORER FUND | HARMONIC INVESTORS LLC EQUITY INCOME PLUS | HARMONIC INVESTORS LLC
CRD#: 169172 / SEC#: 801-78615
RIA
Registered Investment Advisory firm - (9/30/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/5/2004)
IAR
Florida(6/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/23/2013
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PRIVATE CAPITAL MANAGEMENT
HARMONIC HEDGED PARTNERS | THE ENTREPRENEURIAL VALUE FUND, L.P. | THE COLLIER FUND, LTD. | PRIVATE CAPITAL WEALTH | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | PCM | HARMONIC INVESTORS LLC OPPORTUNITY PARTNERS FUND | HARMONIC INVESTORS LLC NAVIGATOR FUND | HARMONIC INVESTORS LLC HEDGED PARTNERS FUND | HARMONIC INVESTORS LLC FUND I | HARMONIC INVESTORS LLC EXPLORER FUND | HARMONIC INVESTORS LLC EQUITY INCOME PLUS | HARMONIC INVESTORS LLC
CRD#: 169172 / SEC#: 801-78615
RIA
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Contact information
Main Address
8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512
Mailing Address
Phone number
(239) 254-2500
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 420 |
| AUM (Assets Under Management) | $ 1,346,803,883 |
Red Flags
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