Gary N. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Nathaniel Lewis was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2014. Gary had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2017 - December 2, 2019
CASCADE PARTNERS BD, LLC
February 8, 2016 - June 27, 2017
ONE AMHERST PARTNERS, LLC
July 28, 2014 - February 2, 2016
CASCADE PARTNERS BD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASCADE PARTNERS BD, LLC
CRD#: 148739 / SEC#: , 8-68063
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASCADE PARTNERS LLC | MEMBER | |
| KOTHARI, RAJESHKUMAR UJAMLAL | CEO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, CCO | 5514025 |
Red Flags
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