JM
James A. Makal
ALLSTATE FINANCIAL ADVISORS
Bloomsburg, PA 17815-1703
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CRD#: 4008463
JM
Professional summary
James Andrew Makal, who also goes by Andy Makal, J. Andrew Makal, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Bloomsburg, Pennsylvania and ALLSTATE FINANCIAL SERVICES, LLC located in Bloomsburg, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. James has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Makal | J. Andrew Makal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EVERLAKE POSITION: PFR NATURE: Life insurance renewals/trail commissions from Everlake/Lincoln Benefit Life INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2019 ADDRESS: 16 W Main St, Bloomsburg PA 17815, United States DESCRIPTION: AFS EFS/PFR Life insurance Trails/Renewals MAKAL FINANCIAL SERVICES, LLC POSITION: Owner NATURE: Simple LLC for business/payroll purposes INVESTMENT RELATED: No NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 160 START DATE: 08/05/2019 ADDRESS: 16 W Main St, Bloomsburg PA 17815, United States DESCRIPTION: LLC set up for personal payroll and tax purposes
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Makal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2024 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 16 W Main St, Bloomsburg, PA 17815-1703RIA
CRD#: 109524
Bloomsburg, PA
Current
April 18, 2018 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 16 W Main St, Bloomsburg, PA 17815-1703BD
CRD#: 18272
Bloomsburg, PA
Past
February 5, 2008 - August 19, 2010
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
May 11, 2004 - December 31, 2007
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2018)
RR
Arizona(2/8/2022)
RR
California(6/9/2022)
RR
Colorado(4/11/2023)
RR
Connecticut(3/20/2023)
RR
Delaware(1/13/2022)
RR
Florida(6/30/2020)
RR
Georgia(1/17/2019)
RR
Idaho(1/19/2023)
RR
Illinois(10/30/2025)
RR
Iowa(1/24/2024)
RR
Maine(6/5/2024)
RR
Maryland(8/18/2020)
RR
Massachusetts(3/5/2025)
RR
Michigan(6/30/2020)
RR
Minnesota(10/30/2025)
RR
Mississippi(1/13/2020)
RR
New Hampshire(6/5/2025)
RR
New Jersey(1/13/2022)
RR
New York(9/21/2020)
RR
North Carolina(9/22/2021)
RR
North Dakota(10/27/2020)
RR
Ohio(6/30/2020)
RR
Pennsylvania(1/13/2020)
IAR
Pennsylvania(3/18/2024)
RR
Rhode Island(11/4/2025)
RR
South Carolina(6/30/2020)
RR
Tennessee(1/9/2023)
RR
Texas(4/11/2023)
RR
Vermont(12/9/2024)
RR
Virginia(6/30/2020)
RR
Washington(1/25/2024)
RR
West Virginia(6/30/2020)
RR
Wisconsin(1/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Bloomsburg, PA 17815-1703TRUST BUT VERIFY
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