JC
Jennifer M. Cahill
EASTERLY SECURITIES LLC
Beverly, MA 01915
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CRD#: 4008459
JC
Professional summary
Jennifer Mary Cahill, who also goes by Jennifer Cahill, is a registered financial professional currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jennifer Cahill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Mary Cahill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2024 - Present
EASTERLY SECURITIES LLC
Office #1: 138 Conant Street Suite 100, Beverly, MA 01915BD
CRD#: 281103
Beverly, MA
Past
May 9, 2024 - September 12, 2024
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
June 5, 2019 - April 19, 2023
HMC INVESTMENTS, LLC
BD
CRD#: 40581
NEW YORK, NY
Past
May 29, 2015 - November 1, 2018
N.A. INVESTCORP LLC
BD
CRD#: 134162
NEW YORK, NY
Past
October 20, 1999 - May 9, 2001
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/13/2024)
RR
Alaska(9/13/2024)
RR
Arizona(9/13/2024)
RR
Arkansas(9/13/2024)
RR
California(9/13/2024)
RR
Colorado(9/13/2024)
RR
Connecticut(9/13/2024)
RR
Delaware(9/13/2024)
RR
District of Columbia(9/13/2024)
RR
Florida(9/13/2024)
RR
Georgia(9/13/2024)
RR
Hawaii(9/13/2024)
RR
Idaho(9/13/2024)
RR
Illinois(9/13/2024)
RR
Indiana(9/13/2024)
RR
Iowa(9/13/2024)
RR
Kansas(9/13/2024)
RR
Kentucky(9/13/2024)
RR
Louisiana(9/13/2024)
RR
Maine(9/13/2024)
RR
Maryland(9/13/2024)
RR
Massachusetts(9/13/2024)
RR
Michigan(9/13/2024)
RR
Minnesota(9/13/2024)
RR
Mississippi(9/13/2024)
RR
Missouri(9/13/2024)
RR
Montana(9/16/2024)
RR
Nebraska(9/13/2024)
RR
Nevada(9/13/2024)
RR
New Hampshire(9/13/2024)
RR
New Jersey(9/13/2024)
RR
New Mexico(9/13/2024)
RR
New York(9/13/2024)
RR
North Carolina(9/13/2024)
RR
North Dakota(9/13/2024)
RR
Ohio(9/13/2024)
RR
Oklahoma(9/13/2024)
RR
Oregon(9/13/2024)
RR
Pennsylvania(9/13/2024)
RR
Rhode Island(9/13/2024)
RR
South Carolina(9/13/2024)
RR
South Dakota(9/13/2024)
RR
Tennessee(9/13/2024)
RR
Texas(9/13/2024)
RR
Utah(9/13/2024)
RR
Vermont(9/13/2024)
RR
Virginia(9/13/2024)
RR
Washington(9/13/2024)
RR
West Virginia(9/13/2024)
RR
Wisconsin(9/13/2024)
RR
Wyoming(9/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EASTERLY SECURITIES LLC
EASTERLY SECURITIES LLC | EASTERLY SECURITIES, LLC
CRD#: 281103 / SEC#: , 8-69661
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
138 Conant Street Suite 100, Beverly, MA 01915
Mailing Address
138 Conant Street Suite 100, Beverly, MA 01915
Phone number
(617) 231-4300
Established
Delaware since 07/06/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
| SOMERS, DAVID MICHAEL II | CHIEF COMPLIANCE OFFICER | 4413478 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EASTERLY SECURITIES LLC
CRD#: 281103Beverly, MA 01915TRUST BUT VERIFY
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