Andrea M. Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Maurine Beck, who also goes by Andrea Maurine Beck-sexton, Andrea Maurine Sexton, was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 1999. Andrea had worked at 11 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2018 - October 1, 2019
ADVISORS PREFERRED LLC
May 15, 2018 - October 1, 2019
CEROS FINANCIAL SERVICES, INC.
August 29, 2014 - April 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
August 28, 2014 - April 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 22, 2013 - May 23, 2013
PGIM INVESTMENTS LLC
December 6, 2012 - May 23, 2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 1, 2011 - December 11, 2012
NUVEEN ASSET MANAGEMENT, LLC
July 12, 2006 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
May 17, 2006 - December 11, 2012
NUVEEN SECURITIES, LLC
August 24, 2000 - April 16, 2002
INVESCO CAPITAL MARKETS, INC.
December 7, 1999 - August 17, 2000
METROPOLITAN LIFE INSURANCE COMPANY
December 7, 1999 - August 17, 2000
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ADVISORS PREFERRED LLC
CRD#: 157980 / SEC#: 801-72430
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVISORS PREFERRED LLC
CRD#: 157980 / SEC#: 801-72430
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 1,693,540,353 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
