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Michael Colin Hudson

HARRIS ASSOCIATES SECURITIES L.P.
CHICAGO, IL
·CRD# 4007989·26 years experience

Professional Summary

Michael Colin Hudson is a registered financial advisor currently at HARRIS ASSOCIATES SECURITIES L.P. located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

HARRIS ASSOCIATES SECURITIES L.P.·CRD# 6959
BD
1. 111 S. Wacker Drive Suite 4600, Chicago, IL 606062. 111 S. Wacker Drive Suite 4600, Chicago, IL 60606
March 29, 2005 - Present
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
RIA
Louisville, KY
May 26, 2004 - March 15, 2005
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
BD
Louisville, KY
November 29, 2000 - March 15, 2005

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Current Firm

HA
HARRIS ASSOCIATES SECURITIES L.P.

HARRIS ASSOCIATES SECURITIES L.P. | HARRIS ASSOCIATES, INC.

CRD#: 6959 / SEC#: 8-19988
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Mailing Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Phone Number

(312) 646-3600

Established

Delaware since 12/12/1986

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HARRIS ASSOCIATES L.P.MEMBER—
KELLER, CHRISTOPHER WOLFGANGPRESIDENT2865184
PIETRAS, MICHAELCHIEF COMPLIANCE OFFICER4278774
WEBER, ZACHARY DAVIDPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5483343
WRIGHT, RANA JEWELCHIEF LEGAL AND ADMINISTRATIVE OFFICER6357277

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(3/29/2005)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Colin Hudson's CRS (Customer Relationship Summary).

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MH
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