Brent W. Guy
Professional summary
Brent William Guy is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.
Brent is registered as a RR (Registered Representative) and started their career in finance in 1999. Brent has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brent William Guy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2008 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019January 12, 2004 - January 16, 2008
HFV INVESTMENTS, LLC
October 11, 2002 - January 5, 2004
ANGLO-AMERICAN INVESTOR SERVICES CORP.
January 8, 2002 - July 29, 2002
CORONADO INVESTMENTS, LLC
May 2, 2001 - December 10, 2001
ANGLO-AMERICAN INVESTOR SERVICES CORP.
November 3, 1999 - April 2, 2001
EQUITYBEE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2008)
(1/2/2008)
Exams
FINRA
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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