Mitchell C. Hockenbury
TRIAD WEALTH PARTNERS
Lawrence, KS 66044
Some features on this profile are disabled
CRD#: 4007699
Professional summary
Mitchell Curtis Hockenbury, CFP®, who also goes by Hockenbury, is a registered financial advisor currently at TRIAD WEALTH PARTNERS, LLC located in Lawrence, Kansas.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mitchell has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Mitchell has a passion for helping others achieve their financial goals. He has the ability to translate complicated financial and investment strategies into plain English and works with individuals and families to create the plans to meet those goals. He began his career in financial planning while putting himself through college working at an online brokerage firm. Upon earning his undergraduate degree in Finance and Banking, he went to work as an investment advisor. He now holds an MBA and is a CERTIFIED FINANCIAL PLANNER™ professional.
Mitchell is a career military man first enlisting in the Marine Corps and later being commissioned in the Army as an Infantry Officer. He has multiple combat tours as an Infantry Platoon Leader during the surge of Iraq, and later, as an Infantry Company Commander where he led the last fighting force out of Iraq in December of 2011. He has been awarded numerous medals and badges. During his entire military career, he has worked with hundreds of soldiers to help improve their financial well-being.
I specialize in assisting military, DA Civilians, and Contractors. This is because I come from a military family and am a career Infantry officer. I understand post-military transitions to new careers and how to answer the questions:
- How much money do I need to save for full retirement?
- How should I invest my TSP or 401(k)?
- Am I able to quick working...do I have enough saved?
- Should I enroll in the Survivor Benefits Plan?
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Tax Planning
Budgeting
Employee and Employer Plan Ben...
Retirement Planning
Investment Planning
Estate Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
Federal Employees
Fixed Fee (Subscription, Retai...
Hourly
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Hockenbury
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Hockenbury is an author with Tactical Influence, a military book publication. His responsibilities writing and speaking. No time is spent on this activity during trading hours. 20 hours a month is spent on this activity outside of trading hours. 5% of his yearly income is derived from this activity. Author and Speaker; Mitchell Hockenbury Author - Speaker; investment related: No; Location: 12661 Scott St Omaha NE 68142 United States; Description of the business: Speaking engagements and books authored (royalties/sales). See: www.mitchellhockenbury.com; Responsibilities Duties: Guest speaker for various schools and businesses/organizations as it relates to military service, and specifically, the book, "Tactical Influence." ; Start date with business: 2022-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10;
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Curtis Hockenbury's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 7, 2024 - Present
TRIAD WEALTH PARTNERS, LLC
Office #1: 730 New Hampshire St., Unit 222, Lawrence, KS 66044RIA
CRD#: 326523
Lawrence, KS
Past
March 16, 2018 - January 9, 2024
CGN ADVISORS, LLC
RIA
CRD#: 159359
Kansas City, MO
Past
July 6, 2004 - August 23, 2004
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
October 15, 2002 - June 28, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRIAD WEALTH PARTNERS, LLC
CHADWICK FINANCIAL | TRIAD WEALTH PARTNERS, LLC | SULLIVAN FINANCIAL PARTNERS | STRATEGIC WEALTH ASSET MANAGEMENT | PROSPERITY WEALTH | PROSPERITY GROWTH STRATEGIES WEALTH MANAGEMENT | PARAMOUNT WEALTH GROUP | MOMEMTUM WEALTH | MILES FINANCIAL GROUP | LEFT TACKLE ADVISORS | LAKEVIEW RETIREMENT PLANNING | CHOULES FINANCIAL
CRD#: 326523 / SEC#: 801-128150
RIA
Registered Investment Advisory firm - (6/9/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(6/7/2024)
IAR
Nebraska(3/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TW
TRIAD WEALTH PARTNERS, LLC
CHADWICK FINANCIAL | TRIAD WEALTH PARTNERS, LLC | SULLIVAN FINANCIAL PARTNERS | STRATEGIC WEALTH ASSET MANAGEMENT | PROSPERITY WEALTH | PROSPERITY GROWTH STRATEGIES WEALTH MANAGEMENT | PARAMOUNT WEALTH GROUP | MOMEMTUM WEALTH | MILES FINANCIAL GROUP | LEFT TACKLE ADVISORS | LAKEVIEW RETIREMENT PLANNING | CHOULES FINANCIAL
CRD#: 326523 / SEC#: 801-128150
RIA
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Contact information
Main Address
730 New Hampshire St., Unit 222, Lawrence, KS 66044
Mailing Address
Phone number
(785) 830-0000
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,978 |
| AUM (Assets Under Management) | $ 424,994,398 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
