Christopher D. Cerimele

JORDAN, KNAUFF & COMPANY

Chicago, IL 60606

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CRD#: 4007214

Professional summary

Christopher David Cerimele is a registered financial professional currently at JORDAN, KNAUFF & COMPANY located in Chicago, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher David Cerimele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2024 - Present

JORDAN, KNAUFF & COMPANY

Office #1: 100 S. Wacker Drive Suite 850, Chicago, IL 60606

CRD#: 129725

Chicago, IL

Past

November 3, 2014 - December 31, 2023

BRIDGE CAPITAL ASSOCIATES, INC.

CRD#: 143475

Chicago, IL

Past

September 12, 2013 - August 7, 2014

GM SECURITIES, LLC

CRD#: 154657

MILWAUKEE, WI

Past

April 1, 2010 - June 19, 2013

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

CHICAGO, IL

Past

November 5, 2002 - March 9, 2010

LINCOLN INTERNATIONAL LLC

CRD#: 42045

CHICAGO, IL

Past

December 18, 2000 - April 11, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 16, 1999 - December 18, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/5/2024)

Florida
(2/5/2024)

Illinois
(1/7/2024)

Kentucky
(2/5/2024)

New York
(2/5/2024)

Ohio
(8/8/2024)

Texas
(2/5/2024)

Wisconsin
(2/5/2024)

Exams

State Security Law Exam

Series 63

Date: 10/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 8/1/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

JORDAN, KNAUFF & COMPANY

JORDAN, KNAUFF & COMPANY | JORDAN, KNAUFF & COMPANY, LLC

CRD#: 129725 / SEC#: , 8-66246

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

100 S. Wacker Drive Suite 850, Chicago, IL 60606

Mailing Address

100 S. Wacker Drive Suite 850, Chicago, IL 60606

Phone number

(312) 254-5900

Established

Illinois since 03/01/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GCJ CAPITAL HOLDINGS, INC.	OWNER
JORDAN, GEORGE COOK JR	MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER	817507
SAKOL, DANIEL SCOTT	FINOP, PFO, POO	2813237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher D. Cerimele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher David Cerimele's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGE CAPITAL ASSOCIATES, INC.

GM SECURITIES, LLC

HOULIHAN LOKEY CAPITAL, INC.

LINCOLN INTERNATIONAL LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1999

Series 99TO

Date: 8/1/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1999

Series 24

Date: 2/28/2008

FINRA

Current Firm

JORDAN, KNAUFF & COMPANY

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

JORDAN, KNAUFF & COMPANY

TRUST BUT VERIFY

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