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Thayer B. Robbins

FIVE MILE RIVER I. M. L.L.C.
Okatie, SC
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CRD#: 400715
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Professional summary


Thayer Brown Robbins, who also goes by Todd Robbins, is a registered financial advisor currently at FIVE MILE RIVER I. M. L.L.C. located in Okatie, South Carolina.

Thayer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Thayer has worked at 9 firms and has passed the Series 65, Series 63, PC, Series 7 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Todd Robbins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Thayer Brown Robbins's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 7, 2003 - Present

FIVE MILE RIVER I. M. L.L.C.

RIA
CRD#: 125964
Okatie, SC
Past

February 10, 2012 - December 31, 2015

T.ROBBINS CAPITAL MANAGEMENT LLC

RIA
CRD#: 124673
DARIEN, CT
Past

July 1, 1998 - October 29, 1998

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

June 29, 1989 - July 1, 1998

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY
Past

January 6, 1988 - June 27, 1989

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

June 20, 1983 - February 10, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

October 19, 1976 - June 10, 1983

L. F. ROTHSCHILD & CO. INCORPORATED

BD
CRD#: 501
Past

January 27, 1976 - October 19, 1976

MORGAN STANLEY & CO., INCORPORATED

BD
CRD#: 5203
Past

September 4, 1974 - November 23, 1975

PHILO SMITH & CO., INC.

BD
CRD#: 660

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(4/7/2003)
IAR
Florida
(6/18/2012)
IAR
New York
(5/6/2022)
IAR
South Carolina
(5/6/2022)
IAR
Texas
(12/9/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/20/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
PC
Date: 6/23/1989
AMEX Put and Call Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/29/1974
Registered Representative Examination

Current Firm


FM
FIVE MILE RIVER I. M. L.L.C.
FIVE MILE RIVER I. M. L.L.C. | FIVE MILE RIVER INVESTMENT MANAGEMENT L.L.C.

CRD#: 125964 / SEC#: 801-63707

RIA
Registered Investment Advisory firm - (7/6/2012 Terminated)
Arizona
Registered Investment Advisory firm - (4/23/2012 Approved)
Connecticut
Registered Investment Advisory firm - (4/16/2012 Approved)
Florida
Registered Investment Advisory firm - (7/2/2012 Approved)
New Jersey
Registered Investment Advisory firm - (1/31/2014 Terminated)
New York
Registered Investment Advisory firm - (6/12/2012 Approved)
North Carolina
Registered Investment Advisory firm - (5/3/2012 Approved)
South Carolina
Registered Investment Advisory firm - (4/25/2022 Approved)
Texas
Registered Investment Advisory firm - (5/8/2012 Conditional Restricted)
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Contact information


Main Address
Okatie, SC
Mailing Address
Phone number
(203) 388-4848
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts96
AUM (Assets Under Management)$ 82,398,583

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIVE MILE RIVER I. M. L.L.C.

CRD#: 125964Okatie, SC

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