Erik E. Osberg
Professional summary
Erik Edward Osberg, who also goes by Erik E Osberg, is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2003. Erik has worked at 7 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Edward Osberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2024 - Present
PROFOR ADVISORS
Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573June 24, 2021 - January 16, 2024
BLACKROCK INVESTMENTS, LLC
December 18, 2019 - June 1, 2021
APOLLO GLOBAL SECURITIES, LLC
October 7, 2005 - December 5, 2007
PEQUOT CAPITAL FINANCIAL SERVICES
April 5, 2004 - July 22, 2005
J.P. MORGAN CLEARING CORP.
April 5, 2004 - July 22, 2005
J.P. MORGAN SECURITIES LLC
June 9, 2003 - March 26, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2024)
(5/30/2024)
Exams
Series 7TO
Date: 7/8/2019
General Securities Representative ExaminationFINRA
Current Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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