Thomas A. Moody

ARGENT CAPITAL MANAGEMENT LLC

Clayton, MO 63105

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CRD#: 4005259

Professional summary

Thomas Alan Moody, CIMA® is a registered financial advisor currently at ARGENT CAPITAL MANAGEMENT LLC located in Clayton, Missouri.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Alan Moody's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 2, 2022 - Present

ARGENT CAPITAL MANAGEMENT LLC

Office #1: 100 South Brentwood Blvd. Suite 110, Clayton, MO 63105

RIA

CRD#: 107930

Clayton, MO

Past

August 3, 2017 - November 9, 2021

WAKEFIELD ASSET MANAGEMENT, LLLP

RIA

CRD#: 143720

ENGLEWOOD, CO

Past

March 2, 2006 - July 26, 2007

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

GREENWOOD VILLAGE, CO

Past

November 15, 2004 - October 27, 2016

VICTORY CAPITAL MANAGEMENT INC.

RIA

CRD#: 106189

ENGLEWOOD, CO

Past

January 2, 2004 - July 22, 2016

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059

Greenwood Village, CO

Past

November 7, 2001 - December 2, 2002

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

September 22, 1999 - February 9, 2001

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGENT CAPITAL MANAGEMENT LLC

CRD#: 107930 / SEC#: 801-55903

RIA

Registered Investment Advisory firm - (10/6/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/29/2022)

IAR

Missouri
(6/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/14/2005

General Securities Principal Examination

Current Firm

ARGENT CAPITAL MANAGEMENT LLC

CRD#: 107930 / SEC#: 801-55903

RIA

Registered Investment Advisory firm - (10/6/1998 Approved)

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Contact information

Main Address

100 South Brentwood Blvd. Suite 110, Clayton, MO 63105

Mailing Address

Phone number

(314) 725-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGENT CAPITAL MANAGEMENT LLC PART 2B SUPPLEMENT (3/24/2025)

ARGENT CAPITAL MANAGEMENT LLC PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,190
AUM (Assets Under Management)	$ 3,898,065,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Moody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Alan Moody's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAKEFIELD ASSET MANAGEMENT, LLLP

FUNDS DISTRIBUTOR, LLC

VICTORY CAPITAL MANAGEMENT INC.

VICTORY CAPITAL SERVICES, INC.

FORESIDE FUND SERVICES, LLC

PORTFOLIO BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

ARGENT CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2004

Series 63

Date: 9/23/1999

SIE

Date: 7/22/2016

Series 7

Date: 9/17/1999

Series 24

Date: 4/14/2005

Current Firm

ARGENT CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGENT CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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